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MOODYS CORP /DE/ Director's Dealing 2016

Aug 15, 2016

29895_dirs_2016-08-15_50e0ceb4-b139-4a30-85f7-e693cf14d9db.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2016-08-11

Reporting Person: Worrall Blair (SVP-Ratings Delivery and Data)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-11 Common Stock M 2230 $38.07 Acquired 13062 Direct
2016-08-11 Common Stock S 2230 $105.00 Disposed 10832 Direct
2016-08-12 Common Stock M 6454 $26.78 Acquired 17286 Direct
2016-08-12 Common Stock S 6454 $102.991 Disposed 10832 Direct
2016-08-12 Common Stock M 2370 $38.07 Acquired 13202 Direct
2016-08-12 Common Stock S 2370 $102.982 Disposed 10832 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-11 Employee Stock Options (right to buy) $38.07 M 2230 Disposed 2018-02-12 Common Stock (2230) Direct
2016-08-12 Employee Stock Options (right to buy) $26.78 M 6454 Disposed 2020-02-09 Common Stock (6454) Direct
2016-08-12 Employee Stock Options (right to buy) $38.07 M 2370 Disposed 2018-02-12 Common Stock (2370) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 624 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$102.99 to $103.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F2: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$102.98 to $102.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F3: As of last statement dated June 30, 2016.

F4: One fourth of options vest each year beginning with the date indicated.