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MOODYS CORP /DE/ Director's Dealing 2016

Sep 7, 2016

29895_dirs_2016-09-07_00a7e8a8-6b0e-4dd7-a8f7-590123c6e792.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2016-09-06

Reporting Person: Huber Linda (Executive VP and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-09-06 Common Stock M 7078 $26.78 Acquired 63637 Direct
2016-09-06 Common Stock S 7078 $110.021 Disposed 56559 Direct
2016-09-06 Common Stock M 35100 $30.01 Acquired 91659 Direct
2016-09-06 Common Stock S 35100 $110.172 Disposed 56559 Direct
2016-09-06 Common Stock M 30284 $38.61 Acquired 86843 Direct
2016-09-06 Common Stock S 30284 $110.221 Disposed 56559 Direct
2016-09-06 Common Stock M 85000 $38.07 Acquired 141559 Direct
2016-09-06 Common Stock S 85000 $110.075 Disposed 56559 Direct
2016-09-06 Common Stock M 25133 $25.37 Acquired 81692 Direct
2016-09-06 Common Stock S 25133 $110.17 Disposed 56559 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-09-06 Employee Stock Option (right to buy) $26.78 M 7078 Disposed 2020-02-09 Common Stock (7078) Direct
2016-09-06 Employee Stock Option (right to buy) $30.01 M 35100 Disposed 2021-02-08 Common Stock (35100) Direct
2016-09-06 Employee Stock Option (right to buy) $38.61 M 30284 Disposed 2022-02-13 Common Stock (30284) Direct
2016-09-06 Employee Stock Option (right to buy) $38.07 M 85000 Disposed 2018-02-12 Common Stock (85000) Direct
2016-09-06 Employee Stock Option (right to buy) $25.37 M 25133 Disposed 2019-02-10 Common Stock (25133) Direct

Footnotes

F1: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$110.00 to $110.21. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F3: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$110.07 to $110.23. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F4: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$110.22 to $110.26. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F5: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$110.00 to $110.16. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F6: One fourth of options vest each year beginning with the date indicated.