MOODYS CORP /DE/ — Director's Dealing 2016

Aug 9, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2016-08-08

Reporting Person: Fauber Robert (President-MIS)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-08-08	Common Stock	M	8856	$38.61	Acquired	49527	Direct
2016-08-08	Common Stock	S	8856	$104.76	Disposed	40671	Direct
2016-08-08	Common Stock	M	1345	$38.61	Acquired	42016	Direct
2016-08-08	Common Stock	S	1345	$105.00	Disposed	40671	Direct
2016-08-08	Common Stock	M	1345	$30.01	Acquired	42016	Direct
2016-08-08	Common Stock	S	1345	$104.76	Disposed	40671	Direct
2016-08-08	Common Stock	M	625	$72.715	Acquired	41296	Direct
2016-08-08	Common Stock	S	625	$104.487	Disposed	40671	Direct
2016-08-08	Common Stock	M	5000	$72.715	Acquired	45671	Direct
2016-08-08	Common Stock	S	5000	$104.76	Disposed	40671	Direct
2016-08-08	Common Stock	M	625	$72.715	Acquired	41296	Direct
2016-08-08	Common Stock	S	625	$105.00	Disposed	40671	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-08-08	Employee Stock Option (right to buy)	$38.61	M	10201	Disposed	2022-02-13	Common Stock (10201)	Direct
2016-08-08	Employee Stock Option (right to buy)	$30.01	M	1345	Disposed	2021-02-08	Common Stock (1345)	Direct
2016-08-08	Employee Stock Option (right to buy)	$72.715	M	6250	Disposed	2017-02-12	Common Stock (6250)	Direct

Footnotes

F1: Sale of shares pursuant to a Rule 10b5-1 Plan

F2: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3: One fourth of options vest each year beginning with the date indicated.