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MOODYS CORP /DE/ — Director's Dealing 2015
Aug 11, 2015
29895_dirs_2015-08-11_fc3f2661-a25e-4763-83b3-9de5ca98ec74.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2015-08-10
Reporting Person: Cantor Richard (Chief Risk Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-10 | Common Stock | M | 5800 | $38.07 | Acquired | 60394 | Direct |
| 2015-08-10 | Common Stock | S | 5800 | $111.467 | Disposed | 54594 | Direct |
| 2015-08-10 | Common Stock | M | 9000 | $63.09 | Acquired | 63594 | Direct |
| 2015-08-10 | Common Stock | S | 9000 | $111.485 | Disposed | 54594 | Direct |
| 2015-08-10 | Common Stock | M | 8500 | $72.715 | Acquired | 63094 | Direct |
| 2015-08-10 | Common Stock | S | 8500 | $111.518 | Disposed | 54594 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-10 | Employee Stock Option (right to buy) | $38.07 | M | 5800 | Disposed | 2018-02-12 | Common Stock (5800) | Direct |
| 2015-08-10 | Employee Stock Option (right to buy) | $63.09 | M | 9000 | Disposed | 2016-02-08 | Common Stock (9000) | Direct |
| 2015-08-10 | Employee Stock Option (right to buy) | $72.715 | M | 8500 | Disposed | 2017-02-12 | Common Stock (8500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 0.3348 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$111.45 to $111.52. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
F2: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $111.45 to $111.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $111.45 to $111.59. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: As of last statement dated June 30, 2015.
F5: One fourth of the options vested each year beginning with the date indicated.