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MOODYS CORP /DE/ — Director's Dealing 2015
Sep 11, 2015
29895_dirs_2015-09-11_6289b0b6-0952-48cd-983a-7aeb0adca0c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2015-09-10
Reporting Person: WULFF JOHN K (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-10 | Common Stock | A | 122 | $100.18 | Acquired | 36219 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-09-10 | Phantom Stock Units (Deferred Compensation) | $ | A | 2.65 | Acquired | Common Stock (2.65) | Direct |
Footnotes
F1: Restricted Stock deferred dividend reinvestment accrual.
F2: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.
F3: The security converts to common stock on a one-for-one basis.
F4: These units are to be settled in cash after the Reporting Person's retirement.
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