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MOODYS CORP /DE/ Director's Dealing 2014

Aug 15, 2014

29895_dirs_2014-08-15_4f0d4b05-7352-4fdf-bec4-c8fdb37fd1a2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2014-08-13

Reporting Person: Fauber Robert (SVP-Corporate Development)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-08-13 Common Stock M 2640 $26.78 Acquired 26846 Direct
2014-08-13 Common Stock S 2640 $89.849 Disposed 24206 Direct
2014-08-13 Common Stock M 3092 $30.01 Acquired 27298 Direct
2014-08-13 Common Stock S 3092 $89.815 Disposed 24206 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-08-13 Employee stock option (right to buy) $26.78 M 2640 Disposed 2020-02-09 Common Stock (2640) Direct
2014-08-13 Employee stock option (right to buy) $30.01 M 3092 Disposed 2021-02-08 Common Stock (3092) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $89.80 to $89.92. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $89.74 to $89.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: One fourth of options vest each year beginning with the date indicated.