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MOODYS CORP /DE/ — Director's Dealing 2014
Sep 11, 2014
29895_dirs_2014-09-11_cfe468b1-dddd-4e6c-b87d-b4804ca7ba3b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2014-09-10
Reporting Person: ANDERSON BASIL (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-10 | Common Stock | A | 99 | $95.67 | Acquired | 34177 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-10 | Phantom Stock Units (Deferred Compensation) | $ | A | 32.94 | Acquired | Common Stock (32.94) | Direct |
Footnotes
F1: Restricted Stock deferred dividend reinvestment accrual.
F2: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.
F3: The security converts to common stock on a one-for-one basis.
F4: These units are to be settled in cash after the Reporting Person's retirement.
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