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MOODYS CORP /DE/ Director's Dealing 2013

Sep 18, 2013

29895_dirs_2013-09-18_bbe1508d-9861-4ce8-ba7a-31eb8f559534.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2013-09-17

Reporting Person: Madelain Michel (President & COO-MIS)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-09-17 Common Stock M 430 $32.4075 Acquired 46371 Direct
2013-09-17 Common Stock S 430 $70.00 Disposed 45941 Direct
2013-09-17 Common Stock M 8143 $32.4075 Acquired 54084 Direct
2013-09-17 Common Stock S 8143 $70.00 Disposed 45941 Direct
2013-09-17 Common Stock M 772 $41.6875 Acquired 46713 Direct
2013-09-17 Common Stock S 772 $70.00 Disposed 45941 Direct
2013-09-17 Common Stock M 24688 $41.6875 Acquired 70629 Direct
2013-09-17 Common Stock S 24688 $70.01 Disposed 45941 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-09-17 Employee Stock Option (right to buy) $32.4075 M 430 Disposed 2014-02-09 Common Stock (430) Direct
2013-09-17 Employee Stock Option (right to buy) $32.4075 M 8143 Disposed 2014-02-09 Common Stock (8143) Direct
2013-09-17 Employee Stock Option (right to buy) $41.6875 M 772 Disposed 2015-02-22 Common Stock (772) Direct
2013-09-17 Employee Stock Option (right to buy) $41.6875 M 24688 Disposed 2015-02-22 Common Stock (24688) Direct

Footnotes

F1: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2: One fourth of options vest each year beginning with the date indicated.