AI assistant
Sending…
MOODYS CORP /DE/ — Director's Dealing 2013
Sep 18, 2013
29895_dirs_2013-09-18_bbe1508d-9861-4ce8-ba7a-31eb8f559534.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2013-09-17
Reporting Person: Madelain Michel (President & COO-MIS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-17 | Common Stock | M | 430 | $32.4075 | Acquired | 46371 | Direct |
| 2013-09-17 | Common Stock | S | 430 | $70.00 | Disposed | 45941 | Direct |
| 2013-09-17 | Common Stock | M | 8143 | $32.4075 | Acquired | 54084 | Direct |
| 2013-09-17 | Common Stock | S | 8143 | $70.00 | Disposed | 45941 | Direct |
| 2013-09-17 | Common Stock | M | 772 | $41.6875 | Acquired | 46713 | Direct |
| 2013-09-17 | Common Stock | S | 772 | $70.00 | Disposed | 45941 | Direct |
| 2013-09-17 | Common Stock | M | 24688 | $41.6875 | Acquired | 70629 | Direct |
| 2013-09-17 | Common Stock | S | 24688 | $70.01 | Disposed | 45941 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-17 | Employee Stock Option (right to buy) | $32.4075 | M | 430 | Disposed | 2014-02-09 | Common Stock (430) | Direct |
| 2013-09-17 | Employee Stock Option (right to buy) | $32.4075 | M | 8143 | Disposed | 2014-02-09 | Common Stock (8143) | Direct |
| 2013-09-17 | Employee Stock Option (right to buy) | $41.6875 | M | 772 | Disposed | 2015-02-22 | Common Stock (772) | Direct |
| 2013-09-17 | Employee Stock Option (right to buy) | $41.6875 | M | 24688 | Disposed | 2015-02-22 | Common Stock (24688) | Direct |
Footnotes
F1: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
F2: One fourth of options vest each year beginning with the date indicated.
More from MOODYS CORP /DE/
Earnings Release
2026
Apr 22
Declaration of Voting Results & Voting Rights Announcements
2026
Apr 16
Regulatory Filings
2026
Apr 15
Major Shareholding Notification
2026
Mar 27
Director's Dealing
2026
Mar 17
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Feb 27
Director's Dealing
2026
Feb 26