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MOODYS CORP /DE/ — Director's Dealing 2013
Nov 12, 2013
29895_dirs_2013-11-12_3ed199e8-e1d7-4883-896b-f0aea0024ad5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2013-11-08
Reporting Person: Westlake Lisa (SVP & Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-08 | Common Stock | M | 4500 | $37.125 | Acquired | 26156 | Direct |
| 2013-11-08 | Common Stock | S | 4500 | $71.24 | Disposed | 21656 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-08 | Employee Stock Option (right to buy) | $37.125 | M | 4500 | Disposed | 2014-10-01 | Common Stock (4500) | Direct |
Footnotes
F1: One fourth of options vest each year beginning with the date indicated.
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