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MOODYS CORP /DE/ — Director's Dealing 2013
May 9, 2013
29895_dirs_2013-05-09_8cf42348-ed82-4808-bff0-e54785754649.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2013-05-07
Reporting Person: BERKSHIRE HATHAWAY INC (10% Owner)
Reporting Person: BUFFETT WARREN E (10% Owner)
Reporting Person: NATIONAL INDEMNITY CO (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-07 | Common Stock | S | 149411 | $64.0325 | Disposed | 25144128 | Indirect |
| 2013-05-08 | Common Stock | S | 1800 | $64.1667 | Disposed | 25142328 | Indirect |
| 2013-05-09 | Common Stock | S | 220150 | $64.0724 | Disposed | 24922178 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $63.75 to $64.12. The reporting person undertakes to provide to Moody's Corporation, any security holder of Moody's Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 through 3 of this Form 4.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.00 to $64.20.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.00 to $64.34.
F4: 12,226,328 of these shares are owned by Government Employees Insurance Company ("GEICO") and 12,695,850 of these shares are owned by National Indemnity Company ("NICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of Berkshire Hathaway Inc. ("Berkshire").
F5: As Berkshire is in the chain of ownership of NICO and GEICO, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation Common Stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.