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MOODYS CORP /DE/ — Director's Dealing 2013
May 1, 2013
29895_dirs_2013-05-01_86fa5c89-8126-47f1-aab2-b55c4e163ffb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2013-04-29
Reporting Person: GOGGINS JOHN J (EVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-29 | Common Stock | M | 46500 | $32.4075 | Acquired | 93794 | Direct |
| 2013-04-29 | Common Stock | S | 32700 | $58.236 | Disposed | 61094 | Direct |
| 2013-04-29 | Common Stock | S | 13800 | $59.205 | Disposed | 47294 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-29 | Employee Stock Option (right to buy) | $32.4075 | M | 46500 | Disposed | 2014-02-09 | Common Stock (46500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1513.4929 | Indirect |
Footnotes
F1: Sale of shares pursuant to Rule 10b5-1 Plan.
F2: As of the last statement dated March 31, 2013.
F3: One fourth of the options vested each year beginning with the date indicated.
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