Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

MOODYS CORP /DE/ Director's Dealing 2012

Nov 14, 2012

29895_dirs_2012-11-14_7f452065-f980-44aa-b42a-4ff85a1ca853.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2012-11-13

Reporting Person: Almeida Mark (President, Moody's Analytics)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-11-13 Common Stock M 46000 $21.268 Acquired 148681 Direct
2012-11-13 Common Stock S 46000 $46.221 Disposed 102681 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-11-13 Employee stock option (right to buy) $21.268 M 46000 Disposed 2013-02-07 Common Stock (46000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 16676.276 Indirect
Common Stock 1000 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $46.08 to $46.38. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2: As of last statement dated September 30, 2012.

F3: One fourth of the options vested each year beginning with the date indicated.