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MONOLITHIC POWER SYSTEMS INC — Director's Dealing 2013
Oct 31, 2013
30057_dirs_2013-10-31_d696943d-ceb9-403a-8ca2-1ae30bb8a6a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MONOLITHIC POWER SYSTEMS INC (MPWR)
CIK: 0001280452
Period of Report: 2013-10-29
Reporting Person: Hsing Michael (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-29 | Common Stock | S | 50000.0 | $32.0084 | Disposed | 507344 | Direct |
| 2013-10-30 | Common Stock | S | 100000.0 | $31.4619 | Disposed | 407344 | Direct |
| 2013-10-30 | Common Stock | M | 125000.0 | $12.4 | Acquired | 532344 | Direct |
| 2013-10-30 | Common Stock | M | 5882.0 | $12.4 | Acquired | 538226 | Direct |
| 2013-10-30 | Common Stock | S | 130882.0 | $31.3591 | Disposed | 407344 | Direct |
| 2013-10-31 | Common Stock | S | 72007.0 | $31.759 | Disposed | 335337 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-30 | Non-Qualified Stock Option (right to buy) | $12.4 | M | 5882.0 | Disposed | 2015-02-27 | Common Stock (5882) | Direct |
| 2013-10-30 | Non-Qualified Stock Option (right to buy) | $12.99 | M | 125000.0 | Disposed | 2014-02-27 | Common Stock (125000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 465566 | Indirect |
| Common Stock | 133040 | Indirect |
| Common Stock | 29000 | Indirect |
| Common Stock | 133040 | Indirect |
Footnotes
F1: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $31.8708 to $32.1618. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $31.00 to $32.2211. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: On December 11, 2012, the Company's Board declared a special cash dividend of $1.00 per common share, which was paid on December 28, 2012 to all shareholders of record as of the close of business on December 21, 2012. The Board approved a modification whereby each outstanding option as of December 28, 2012 was increased by a ratio of 1.0471 with a corresponding reduction in the exercise price.
F4: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $31.00 to $31.89. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $31.6096 to $32.05. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.