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MONOLITHIC POWER SYSTEMS INC — Director's Dealing 2013
Jul 15, 2013
30057_dirs_2013-07-15_922a7382-eed1-4a02-a50c-f931fee9c5ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MONOLITHIC POWER SYSTEMS INC (MPWR)
CIK: 0001280452
Period of Report: 2013-07-12
Reporting Person: Tseng Saria (VP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-12 | Common Stock | M | 563.0 | $7.64 | Acquired | 75563 | Direct |
| 2013-07-12 | Common Stock | M | 884.0 | $15.28 | Acquired | 76447 | Direct |
| 2013-07-12 | Common Stock | M | 3750.0 | $12.42 | Acquired | 80197 | Direct |
| 2013-07-12 | Common Stock | M | 329.0 | $14.93 | Acquired | 80526 | Direct |
| 2013-07-12 | Common Stock | M | 941.0 | $12.42 | Acquired | 81467 | Direct |
| 2013-07-12 | Common Stock | S | 13467.0 | $25.2237 | Disposed | 68000 | Direct |
| 2013-07-12 | Common Stock | M | 7000.0 | $14.93 | Acquired | 75000 | Direct |
| 2013-07-15 | Common Stock | S | 490.0 | $25.8 | Disposed | 74510 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-12 | Non-Qualified Stock Option (right to buy) | $7.64 | M | 563.0 | Disposed | 2014-11-17 | Common Stock (563) | Direct |
| 2013-07-12 | Non-Qualified Stock Option (right to buy) | $12.42 | M | 941.0 | Disposed | 2015-10-22 | Common Stock (941) | Direct |
| 2013-07-12 | Non-Qualified Stock Option (right to buy) | $13.01 | M | 3750.0 | Disposed | 2015-10-22 | Common Stock (3750) | Direct |
| 2013-07-12 | Non-Qualified Stock Option (right to buy) | $14.93 | M | 329.0 | Disposed | 2015-01-31 | Common Stock (329) | Direct |
| 2013-07-12 | Non-Qualified Stock Option (right to buy) | $15.28 | M | 884.0 | Disposed | 2014-07-27 | Common Stock (884) | Direct |
| 2013-07-12 | Non-Qualified Stock Option (right to buy) | $15.64 | M | 7000.0 | Disposed | 2015-01-31 | Common Stock (7000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2000 | Indirect |
Footnotes
F1: In accordance with the reporting person's 10b5-1 trading plan.
F2: On December 11, 2012, the Company's Board declared a special cash dividend of $1.00 per common share, which was paid on December 28, 2012 to all shareholders of record as of the close of business on December 21, 2012. The Board approved a modification whereby each outstanding option as of December 28, 2012 was increased by a ratio of 1.0471 with a corresponding reduction in the exercise price.
F3: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $25.16 to $25.2237. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.