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MongoDB, Inc. — Director's Dealing 2019
Apr 4, 2019
30201_dirs_2019-04-03_36132cba-884a-477e-b0e1-e45626ff5760.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MongoDB, Inc. (MDB)
CIK: 0001441816
Period of Report: 2019-04-01
Reporting Person: SC US (TTGP), LTD. (10% Owner)
Reporting Person: SC U.S. VENTURE 2010 MANAGEMENT, L.P. (10% Owner)
Reporting Person: SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. (10% Owner)
Reporting Person: Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. (10% Owner)
Reporting Person: Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. (10% Owner)
Reporting Person: SCGF IV MANAGEMENT LP (10% Owner)
Reporting Person: SEQUOIA CAPITAL US GROWTH FUND IV LP (10% Owner)
Reporting Person: SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-01 | Class A Common Stock | C | 846821 | $0.00 | Acquired | 846821 | Indirect |
| 2019-04-01 | Class A Common Stock | C | 37310 | $0.00 | Acquired | 37310 | Indirect |
| 2019-04-01 | Class A Common Stock | C | 744271 | $0.00 | Acquired | 744271 | Indirect |
| 2019-04-01 | Class A Common Stock | C | 81790 | $0.00 | Acquired | 81790 | Indirect |
| 2019-04-01 | Class A Common Stock | C | 16514 | $0.00 | Acquired | 16514 | Indirect |
| 2019-04-01 | Class A Common Stock | J | 846821 | $0.00 | Disposed | 0 | Indirect |
| 2019-04-01 | Class A Common Stock | J | 37310 | $0.00 | Disposed | 0 | Indirect |
| 2019-04-01 | Class A Common Stock | J | 744271 | $0.00 | Disposed | 0 | Indirect |
| 2019-04-01 | Class A Common Stock | J | 81790 | $0.00 | Disposed | 0 | Indirect |
| 2019-04-01 | Class A Common Stock | J | 16514 | $0.00 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-01 | Class B Common Stock | $ | C | 846821 | Disposed | Class A Common Stock (846821) | Indirect | |
| 2019-04-01 | Class B Common Stock | $ | C | 37310 | Disposed | Class A Common Stock (37310) | Indirect | |
| 2019-04-01 | Class B Common Stock | $ | C | 744271 | Disposed | Class A Common Stock (744271) | Indirect | |
| 2019-04-01 | Class B Common Stock | $ | C | 81790 | Disposed | Class A Common Stock (81790) | Indirect | |
| 2019-04-01 | Class B Common Stock | $ | C | 16514 | Disposed | Class A Common Stock (16514) | Indirect |
Footnotes
F1: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F2: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.
F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.