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Moelis & Co — Director's Dealing 2017
Feb 24, 2017
30984_dirs_2017-02-24_d3adb53c-59d0-4ac4-ae70-6acb44963c0d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2017-02-22
Reporting Person: Callesano Christopher (SVP & Principal Acct Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-22 | Class A Common Stock | A | 1332.8236 | — | Acquired | 2025.8236 | Direct |
| 2017-02-22 | Class A Common Stock | F | 493.8236 | $36.99 | Disposed | 1532 | Direct |
| 2017-02-22 | Class A Common Stock | S | 1532 | $36.99 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-22 | 2014 Incentive RSUs Granted in 2015 | $ | M | 482.8706 | Disposed | Class A Common Stock (482.8706) | Direct | |
| 2017-02-22 | 2015 Incentive RSUs | $ | M | 849.9476 | Disposed | Class A Common Stock (849.9476) | Direct | |
| 2017-02-23 | 2016 Incentive RSUs | $ | A | 2416 | Acquired | Class A Common Stock (2416) | Direct |
Footnotes
F1: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2: The RSUs were settled for Class A common stock on February 22, 2017.
F3: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.
F4: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, and February 23, 2021.