Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Moelis & Co Director's Dealing 2017

Feb 24, 2017

30984_dirs_2017-02-24_d3adb53c-59d0-4ac4-ae70-6acb44963c0d.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2017-02-22

Reporting Person: Callesano Christopher (SVP & Principal Acct Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-22 Class A Common Stock A 1332.8236 Acquired 2025.8236 Direct
2017-02-22 Class A Common Stock F 493.8236 $36.99 Disposed 1532 Direct
2017-02-22 Class A Common Stock S 1532 $36.99 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-22 2014 Incentive RSUs Granted in 2015 $ M 482.8706 Disposed Class A Common Stock (482.8706) Direct
2017-02-22 2015 Incentive RSUs $ M 849.9476 Disposed Class A Common Stock (849.9476) Direct
2017-02-23 2016 Incentive RSUs $ A 2416 Acquired Class A Common Stock (2416) Direct

Footnotes

F1: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

F2: The RSUs were settled for Class A common stock on February 22, 2017.

F3: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.

F4: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, and February 23, 2021.