Moelis & Co — Director's Dealing 2017

Apr 28, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2017-04-26

Reporting Person: WATANABE OSAMU R. (General Counsel and Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-04-26	Class A Common Stock	M	4225.1861	—	Acquired	4356.1861	Direct
2017-04-26	Class A Common Stock	D	.1861	$7.09	Disposed	4356	Direct
2017-04-26	Class A Common Stock	S	4225	$38.12	Disposed	131	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-04-26	2014 Incentive Restricted Stock Units	$	M	4225.1861	Disposed		Class A Common Stock (4225.1861)	Direct

Footnotes

F1: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

F2: Pursuant to the terms of the RSUs, fractional shares were settled in cash.

F3: Based on the price per share of Class A common stock of $38.12.

F4: The RSUs were settled for Class A common stock on April 26, 2017.