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Moelis & Co Director's Dealing 2017

Apr 28, 2017

30984_dirs_2017-04-28_1260e6d1-db76-4ed0-967a-96bdada0aef8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2017-04-26

Reporting Person: LEAMAN J RICHARD III (Director, MD & Vice Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-04-26 Class A Common Stock M 14626.0191 Acquired 14626.0191 Direct
2017-04-26 Class A Common Stock D .0191 $.72 Disposed 14626 Direct
2017-04-26 Class A Common Stock S 14626 $38.12 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-04-26 2014 Incentive Restricted Stock Units $ M 14626.0191 Disposed Class A Common Stock (14626.0191) Direct

Footnotes

F1: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

F2: Pursuant to the terms of the RSUs, fractional shares were settled in cash.

F3: Based on the price per share of Class A common stock of $38.12.

F4: The RSUs were settled for Class A common stock on April 26, 2017.