Moelis & Co — Director's Dealing 2017

Sep 6, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2017-09-01

Reporting Person: Cantor Eric (Director, MD & Vice Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-09-01	Class A Common Stock	M	412.04	—	Acquired	4359.04	Direct
2017-09-01	Class A Common Stock	F	412.04	$39.40	Disposed	3947	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-09-01	2014 Restricted Stock Units	$	M	412.04	Disposed		Class A Common Stock (412.04)	Direct

Footnotes

F1: Shares of Class A Common Stock were acquired in order to settle the tax obligation due upon the vesting of 12,026.49 units on September 1, 2017. The grant and any net settlement were approved by the Board of Directors under Section 16b-3.

F2: The RSUs were settled for Class A common stock on September 1, 2017 in order to satisfy tax obligations.