Moelis & Co — Director's Dealing 2017

Oct 31, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2017-10-27

Reporting Person: MOELIS KENNETH (Director, Chairman and CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-10-27	Class A common stock, par value $0.01	S	9500	$42.4124	Disposed	73156	Indirect
2017-10-30	Class A common stock, par value $0.01	S	17300	$42.6893	Disposed	55856	Indirect
2017-10-31	Class A common stock, par value $0.01	S	14000	$42.7917	Disposed	41856	Indirect

Footnotes

F1: Moelis Asset Management LP ("MAM") is selling the Class A common stock reported on this Form 4. MAM received 86,456 Partnership Interests in Moelis & Company Partner Holdings LP ("Partner Holdings") from the Moelis Capital Partners investment team as consideration in connection with the separation of the Moelis Capital Partners investment team to NexPhase Capital ("Separation Transaction"). In connection with the Separation Transaction, MAM exchanged the Partnership Interests for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company (the "Company") Class A common stock. Mr. Moelis shares voting and dispositive power over the shares as a result of his controlling interest in MAM.