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Moelis & Co Director's Dealing 2017

Dec 20, 2017

30984_dirs_2017-12-20_d18701ae-a428-4979-ac06-b4b5bb075e0b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2017-12-18

Reporting Person: SIMON JOSEPH (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-18 Class A Common Stock M 845.89 Acquired 845.89 Direct
2017-12-18 Class A Common Stock F 845.89 $48.00 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-12-18 2016 Incentive RSUs $ M 845.89 Disposed Class A Common Stock (845.89) Direct

Footnotes

F1: Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company.

F2: The RSUs were settled for Class A common stock on December 18, 2017 in order to satisfy tax obligations.