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MODIV INDUSTRIAL, INC. Board/Management Information 2017

Dec 26, 2017

33918_rns_2017-12-26_f3c80bd8-356a-480c-8bec-9a2b4019964a.zip

Board/Management Information

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

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FORM 8-K

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CURRENT REPORT

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): December 18, 2017

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RW Holdings NNN REIT, Inc.

(Exact name of registrant as specified in its charter)

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Maryland 000-55776 47-4156046
(State or other jurisdiction (Commission (I.R.S. Employer
of incorporation) File Number) Identification No.)
3090 Bristol Street, Suite 550
Costa Mesa, California 92626
(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: (855) 742-4862

Not Applicable

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company x

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. x

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Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On December 18, 2017, Howard Makler left his position as President, Chief Marketing Officer and Co-Secretary of RW Holdings NNN REIT, Inc. (the “Company”) and is no longer employed by the Company or any of its affiliates. Harold Hofer, Chief Executive Officer of the Company, has been appointed to serve as President of the Company in addition to his current position as Chief Executive Officer.

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

/s/ John H. Davis
Name: John H. Davis
Title: Chief Financial Officer

Date: December 26, 2017

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