MODINE MANUFACTURING CO — Director's Dealing 2021

Jun 9, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MODINE MANUFACTURING CO (MOD)
CIK: 0000067347
Period of Report: 2021-06-04

Reporting Person: Lucareli Michael B (EVP, CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-04	Common stock	F	4823	$17.79	Disposed	270556	Direct
2021-06-04	Common stock	A	18075	—	Acquired	288631	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-04	Employee stock option (Right to buy)	$17.79	A	19558	Acquired	2031-06-04	Common stock (19558)	Direct

Footnotes

F1: Shares disposed of in a private transaction to cover tax withholding.

F2: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

F3: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/4/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F4: This option will vest in four equal annual installments commencing on 6/4/22.