AI assistant
MODINE MANUFACTURING CO — Director's Dealing 2021
Aug 27, 2021
30783_dirs_2021-08-27_128f978b-706f-49c4-9b4a-054510e1e0d2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MODINE MANUFACTURING CO (MOD)
CIK: 0000067347
Period of Report: 2021-08-25
Reporting Person: McGinnis Eric S (VP, Building HVAC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-25 | Common stock | A | 17143 | — | Acquired | 17143 | Direct |
| 2021-08-25 | Common stock | A | 18894 | — | Acquired | 36037 | Direct |
| 2021-08-25 | Common stock | A | 12936 | — | Acquired | 48973 | Direct |
| 2021-08-25 | Common stock | A | 13867 | — | Acquired | 62840 | Direct |
| 2021-08-25 | Common stock | A | 7673 | — | Acquired | 70513 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-25 | Employee stock option (Right to buy) | $12.62 | A | 12269 | Acquired | 2031-08-25 | Common stock (12269) | Direct |
| 2021-08-25 | Employee stock option (Right to buy) | $12.62 | A | 8284 | Acquired | 2031-08-25 | Common stock (8284) | Direct |
Footnotes
F1: This is an award of restricted stock units which will vest in its entirety on 5/8/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.
F2: This is an award of restricted stock units which will vest in two equal annual installments commencing on 2/18/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.
F3: This is an award of restricted stock units which will vest in three equal annual installments commencing on 2/23/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.
F4: This is an award of restricted stock units which will vest in two equal annual installments commencing on 8/25/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.
F5: This is an award of restricted stock units which will vest in four equal annual installments commencing on 8/25/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.
F6: This option will vest in three equal annual installments commencing on 2/23/22.
F7: This option will vest in four equal annual installments commencing on 8/25/22.