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Mobvista Inc. — Capital/Financing Update 2018
Nov 29, 2018
50222_rns_2018-11-29_5e867ace-5852-41ff-832b-6832d311c137.pdf
Capital/Financing Update
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Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲行的香港發售股份,請使用本表格
This Application Form uses the same terms as defined in the prospectus of Mobvista Inc. (the “ Company ”) dated 30 November 2018 (the “ Prospectus ”).
本申請表格使用匯量科技有限公司(「 本公司 」)於二零一八年十一月三十日刊發的招股章程(「 招股章程 」)所界定的詞 Staple your 語。 payment here Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the 請將股款 United States without registration or an exemption from registration under the U.S. Securities Act. 緊釘在此 本申請表格及招股章程並非在香港以外司法權區要約出售或游說要約購買香港發售股份 。若無根 據美國證券法 登記或豁免登記,香港發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitt ed under the law of that juris diction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權 區內概不得發送或派發或複製 (不 論方式,也不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the ~~“~~ Documents Delivered to the Registrar of Companies and Available for Inspection — Documents Delive red to the Registrar of Companies ~~”~~ section in Appendix V to the Prospectus, have been registered by the Registrar of Comp anies in Hong Kong as required by Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinan ce (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), Hong Kon g Securities Clearing Company Limited (“ HKSCC ”), the Securities a nd Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies of Hong Kong take no responsibility f or the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄五「送呈 公司註冊處處長及備查文件-送呈公司註冊處處 長文件」 一節所述其他文件已遵照香港法例第 32 章公司(清盤 及雜項條文)條例第 342C 條的規定,送呈香港公司 註冊處處 長登記。香港交易及結算所有限公司、香港聯合交 易所有限公司(「 聯交所 」)、香港中央結算有限公 司(「 香港結 算 」)、香港證券及期貨事務監察委員會(「 證監會 」)及香港公司註冊處處長對此等文件的內容概不 負責。 Mobvista Inc. 匯量科技有限公司 (Incorporated in the Cayman Islands with limited liability) (於開 曼群島註冊成立的有限公司) Stock Code : 1860 股份代號 : 1860 Maximum Offer Price : HK$5.10 per Share, plus brokerage fee of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005%, (payable in full on application in Hong Kong dollars, subject to refund) 最高發售價 : 每股股份 5.10 港元,另加 1% 經紀佣金、 0.0027% 證監會交易徵費及 0.005% 聯交所交 易費(須於申請時以港元繳足,多繳款項可予退 還) You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. , 一 。 招股章程載有關於申請程序的其他資料 本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: Mobvista Inc. 致:匯量科技有限公司 Jo int Sponsors 聯席保薦人 Joint Global Coordinators 聯席全球協調人 Joint B ookrunners 聯席賬簿管理人 Joint Lea d Managers 聯席牽頭經辦人 Hong Kong Underw riters 香港包銷商 Applicants’ declaration 申請人聲明
本人╱吾等同意本申請表格及招股章程的條款及條件 以及申請程序。見本申請表格「填交本申請表格的效 用」一節。
I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.
警告:任何人士只可為其利益提出一次申請。請參閱 「填交本申請表格的效用」一節最後四點。
Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲行的香港發售股份,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date: 日期 : ╱ ╱ D 日 M 月 Y 年 Number of Hong Kong Offer Shares applied for (not more than 15,944,000 shares) Cheque/banker’s cashier order num ber 支票╱銀行本票 號碼 申請香港發售股份數目(不超過 15,944,000 股股份) Name of bank on which c heque/banker’s cashier order is drawn (see “How to make y our application ~~”~~ section) 兌現支票╱銀 Total amount 總額 行本票的銀行名稱 ( 見「申請手續」一節 ) HK$ 港元 Name in English (in BLOCK letter) 英文姓名╱名稱( 正楷 ) Family name or company name 姓氏或公司名稱 Foren ame(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passp ort No./Hong Kong Business Registration No.* (Please delete as appropriate) 香港身份證號碼╱ 護照號碼╱香港商業登記號碼 ( 請刪除不適用者 ) Names of all other joint applicants in English (if any, i n BLOCK letter) Hong Kong Identity Car d No./Passport No./Hong Kong Business 所有其他聯名申請人的英文姓名╱名稱 ( 如有, 正楷 ) Registration No. of all other joint applicants (Please delete as appropriate) 所有其他 聯名申請人的香港身份證號碼╱護照號 1) 碼╱香港商業登記 號碼 ( 請刪除不適用者 ) 1) 2) 2) 3) 3) Hong Kong address in E nglish and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only in BLOCK letter) 香港地址 ( 以英文 正楷 填寫 ) 及電話號碼 ( 聯 名申請人只須填寫排名首位申請人的地址及電話號碼 ) Telephone No. 電話號碼 For N ominees: You will be treated as applying fo r your own ben efit if you do not complete this section. Ple ase provide an a ccount number or identification code for each (joint) beneficial o wner. 由代名人遞交 : 代名人若不填寫本節 , 是項認購申請將 視 作為閣下利益提出。請填寫每名 ( 聯名 ) 實益擁有人的賬戶 號碼 或識別編碼。 ADDRESS LA BEL 地址標貼 (Your name(s) and address in Hong Kong in BL OCK lett ers 請用英文 正楷 填寫 姓名╱名稱 及 香港 地址* )
For Internal use 此欄供內部使用
Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲行的香港發售股份,請使用本表格
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(1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity. 個別人士須填寫其香港身份證號碼或(如非香港身份證持有人)護照號碼。 法人團體須 填寫其香 港商業登記號碼。每名聯名申請人均須提供其相關號碼。該等香港身份 證號碼╱護照號碼* ╱香 港商業登記號碼將轉交第三方以核實申請表格的有效性。
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(2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Your banke r may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如需退回申請股款退款支票上或會印有 閣下或( 如屬聯名申請人)排名首位申請人的香 港 身份證號碼╱護照號碼的一部分。銀行兌現退款支 票前或會要求查證 閣下的香港身份 證號碼 ╱護照號碼。
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(3) If an application is made by an unlisted company and: ‧ the principal business of that company is dealin g in securities; and ‧ you exercise statutory control over that com pany, then the application will be treated as being made for your benefit . 倘若申請人是一家非上市公司,而: ‧ 該公司主要從事證券買賣業務 ;及 ‧ 閣下對該公司可行使法定控 制權,
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是項申請將視作為 閣下的 利益提出。
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Please use this form if you want the Hong Kong Offer Shares to be issued in your name
How to make your application
| 1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected. NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS No. of Amount No. of Amount No. of Amount No. of Amount Hong Kong payable on Hong Kong payable on Hong Kong payable on Hong Kong payable on Offer Shares application Offer Shares application Offer Shares application Offer Shares application applied for HK$ applied for HK$ applied for HK$ applied for HK$ 1,000 5,151.40 35,000 180,298.75 700,000 3,605,974.89 8,000,000 41,211,141.60 2,000 10,302.79 40,000 206,055.71 800,000 4,121,114.16 9,000,000 46,362,534.30 3,000 15,454.18 45,000 231,812.68 900,000 4,636,253.43 10,000,000 51,513,927.00 4,000 20,605.57 50,000 257,569.64 1,000,000 5,151,392.70 15,000,000 77,270,890.50 5,000 25,756.97 60,000 309,083.56 1,500,000 7,727,089.05 15,944,000(1) 82,133,805.21 6,000 30,908.36 70,000 360,597.49 2,000,000 10,302,785.40 7,000 36,059.75 80,000 412,111.42 2,500,000 12,878,481.75 8,000 41,211.14 90,000 463,625.34 3,000,000 15,454,178.10 9,000 46,362.54 100,000 515,139.27 3,500,000 18,029,874.45 10,000 51,513.93 200,000 1,030,278.54 4,000,000 20,605,570.80 15,000 77,270.90 300,000 1,545,417.81 4,500,000 23,181,267.15 20,000 103,027.85 400,000 2,060,557.08 5,000,000 25,756,963.50 25,000 128,784.82 500,000 2,575,696.35 6,000,000 30,908,356.20 30,000 154,541.78 600,000 3,090,835.62 7,000,000 36,059,748.90 (1) Maximum number of Hong Kong OfferShares you may apply for. 2. Complete the form in English (in BLOCK letter) and sign it. Only written signatures will be accepted (and not by way of personal chop). 3. Staple your chequeor banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque orone separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements: The cheque must: Banker’s cashier order must: ‧be in Hong Kong dollars; ‧ not be post-dated; ‧ be made payable to “HORSFORD NOMINEES LIMITED – MOBVISTA PUBLIC OFFER”; ‧ be crossed ~~“~~Account Payee Only”; ‧be drawn on your Hong Kong dollar bank account in Hong Kong; and ‧show your accountname, which must either be pre-printedon the cheque, or be endorsed on the back by a person authorised by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the first-named applicant’s name. ‧be issued by a licensed bank in Hong Kong, and have your name certified on the back by a person authorised by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the first-named applicant’s name. Sample 樣版 |
1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected. NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS No. of Amount No. of Amount No. of Amount No. of Amount Hong Kong payable on Hong Kong payable on Hong Kong payable on Hong Kong payable on Offer Shares application Offer Shares application Offer Shares application Offer Shares application applied for HK$ applied for HK$ applied for HK$ applied for HK$ 1,000 5,151.40 35,000 180,298.75 700,000 3,605,974.89 8,000,000 41,211,141.60 2,000 10,302.79 40,000 206,055.71 800,000 4,121,114.16 9,000,000 46,362,534.30 3,000 15,454.18 45,000 231,812.68 900,000 4,636,253.43 10,000,000 51,513,927.00 4,000 20,605.57 50,000 257,569.64 1,000,000 5,151,392.70 15,000,000 77,270,890.50 5,000 25,756.97 60,000 309,083.56 1,500,000 7,727,089.05 15,944,000(1) 82,133,805.21 6,000 30,908.36 70,000 360,597.49 2,000,000 10,302,785.40 7,000 36,059.75 80,000 412,111.42 2,500,000 12,878,481.75 8,000 41,211.14 90,000 463,625.34 3,000,000 15,454,178.10 9,000 46,362.54 100,000 515,139.27 3,500,000 18,029,874.45 10,000 51,513.93 200,000 1,030,278.54 4,000,000 20,605,570.80 15,000 77,270.90 300,000 1,545,417.81 4,500,000 23,181,267.15 20,000 103,027.85 400,000 2,060,557.08 5,000,000 25,756,963.50 25,000 128,784.82 500,000 2,575,696.35 6,000,000 30,908,356.20 30,000 154,541.78 600,000 3,090,835.62 7,000,000 36,059,748.90 (1) Maximum number of Hong Kong OfferShares you may apply for. 2. Complete the form in English (in BLOCK letter) and sign it. Only written signatures will be accepted (and not by way of personal chop). 3. Staple your chequeor banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque orone separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements: The cheque must: Banker’s cashier order must: ‧be in Hong Kong dollars; ‧ not be post-dated; ‧ be made payable to “HORSFORD NOMINEES LIMITED – MOBVISTA PUBLIC OFFER”; ‧ be crossed ~~“~~Account Payee Only”; ‧be drawn on your Hong Kong dollar bank account in Hong Kong; and ‧show your accountname, which must either be pre-printedon the cheque, or be endorsed on the back by a person authorised by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the first-named applicant’s name. ‧be issued by a licensed bank in Hong Kong, and have your name certified on the back by a person authorised by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the first-named applicant’s name. Sample 樣版 |
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| The cheque must: |
Banker’s cashier order must: |
| ‧be in Hong Kong dollars; ‧ not be post-dated; ‧ be made payable to “HORSFORD NOMINEES LIMITED – MOBVISTA PUBLIC OFFER”; ‧ be crossed ~~“~~Account Payee Only”; Sa |
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| ‧be drawn on your Hong Kong dollar bank account in Hong Kong; and ‧show your accountname, which must either be pre-printedon the cheque, or be endorsed on the back by a person authorised by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the first-named applicant’s name. |
‧be issued by a licensed bank in Hong Kong, and have your name certified on the back by a person authorised by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the first-named applicant’s name. |
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
- Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of: Standard Chartered Bank (Hong Kong) Limited Branch Name Address Hong Kong Island 188 Des Voeux Road Branch Shop No. 7 on G/F, whole of 1/F - 3/F Golden C entre, 188 Des Voeux Road Centr al Hennessy Road Branch 399 Hennessy Road, Wa nchai Kowloon 68 Nathan Road Branch Basement, Shop B1, G/F Golden Crown Court, 66-70 Nathan Road, Tsimshatsui New Territories Maritime Square Branch Shop 30 8E, Level 3, Maritime Square, Tsing Yi Tseung Kwan O Branch Shop No. E037-E040, G/F, East Wing of TKO Gateway, H au Tak Estate, Tseung Kwan O 5. Your Application Form can be lodged at these times: – Friday, 30 November 2018 9:00 a.m. to 5:00 p.m – Saturday, 1 December 2018 9:00 a.m. to 1:00 p.m – Monday, 3 December 2018 9:00 a.m. to 5:00 p.m ~~–~~ Tuesday, 4 December 2018 9:00 a.m. to 5:00 p.m Wednesday, 5 December 2018 – 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Wed nesday, 5 December 2018. The application lists will be opened fr om 11:45 a.m. to 12:00 noon on that d ay, subject only to the weather conditions, as described in “Effec t of Bad Weather on the Opening and C losing of the Application Lists” in the “How to Apply for Hong Kong Offer Shares” section in the Prosp ectus. The applications for the Hong Kong Offer Shares will commence on Friday, 30 November 2018 through Wednesday, 5 December 2018. The application monies (including the brokerage fees, SFC transaction levies and Stock Exchange trading fees) will be held by the receiving bank and on behalf of the Company after the closing of the application lists and the refund monies, if any, will be returned to the applicants without interest on or before Tuesday, 11 December 2018. Investors should be aware that the dealings in the Shares on the Stock Exchange are expected to commence on Wednesday, 12 December 2018.
如 閣下欲以本身名義登記將獲行的香港發售股份,請使用本表格
申請手續
- 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為 1,000 股香港發售股份,並為 下表所列的其中一個數目,否則恕不受理。
| 可供申請認購的香港發售股份數目及應繳款項 申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 香港發售 應繳款項 香港發售 應繳款項 香港發售 應繳款項 香港發售 應繳款項 股份數目 (港元) 股份數目 (港元) 股份數目 (港元) 股份數目 (港元) 1,000 5,151.40 35,000 180,298.75 700,000 3,605,974.89 8,000,000 41,211,141.60 2,000 10,302.79 40,000 206,055.71 800,000 4,121,114.16 9,000,000 46,362,534.30 3,000 15,454.18 45,000 231,812.68 900,000 4,636,253.43 10,000,000 51,513,927.00 4,000 20,605.57 50,000 257,569.64 1,000,000 5,151,392.70 15,000,000 77,270,890.50 5,000 25,756.97 60,000 309,083.56 1,500,000 7,727,089.05 15,944,000(1) 82,133,805.21 6,000 30,908.36 70,000 360,597.49 2,000,000 10,302,785.40 7,000 36,059.75 80,000 412,111.42 2,500,000 12,878,481.75 8,000 41,211.14 90,000 463,625.34 3,000,000 15,454,178.10 9,000 46,362.54 100,000 515,139.27 3,500,000 18,029,874.45 10,000 51,513.93 200,000 1,030,278.54 4,000,000 20,605,570.80 15,000 77,270.90 300,000 1,545,417.81 4,500,000 23,181,267.15 20,000 103,027.85 400,000 2,060,557.08 5,000,000 25,756,963.50 25,000 128,784.82 500,000 2,575,696.35 6,000,000 30,908,356.20 30,000 154,541.78 600,000 3,090,835.62 7,000,000 36,059,748.90 (1) 閣下可申請認購的香港發售股份最高數目。 2. 以英文正楷填妥及簽署申請表格。只接納親筆簽名(不得以個人印章代替)。 3. 閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出支票或一張獨 立開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納: 支票必須: 銀行本票必須: ‧ 為港元; ‧ 不得為期票; ‧ 註明抬頭人為「浩豐代理人有限公司-匯量科技公開發售」; ‧ 劃線註明「只准入抬頭人賬戶」; ‧ 從 閣下在香港的港元銀行賬戶中開出;及 ‧ 顯示 閣下的賬戶名稱,而該賬戶名稱必須 已預印在支票上,或由有關銀行授權的人士 在支票背書。賬戶名稱必須與 閣下姓名╱ ‧ 須由香港持牌銀行開出,並由有關銀行授權 的人士在銀行本票背面簽署核證 閣下姓名 ╱名稱。銀行本票所示姓名╱名稱須與 閣 下姓名╱名稱相同。如屬聯名申請,銀行本 l e mp a S 樣 版 |
可供申請認購的香港發售股份數目及應繳款項 申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 香港發售 應繳款項 香港發售 應繳款項 香港發售 應繳款項 香港發售 應繳款項 股份數目 (港元) 股份數目 (港元) 股份數目 (港元) 股份數目 (港元) 1,000 5,151.40 35,000 180,298.75 700,000 3,605,974.89 8,000,000 41,211,141.60 2,000 10,302.79 40,000 206,055.71 800,000 4,121,114.16 9,000,000 46,362,534.30 3,000 15,454.18 45,000 231,812.68 900,000 4,636,253.43 10,000,000 51,513,927.00 4,000 20,605.57 50,000 257,569.64 1,000,000 5,151,392.70 15,000,000 77,270,890.50 5,000 25,756.97 60,000 309,083.56 1,500,000 7,727,089.05 15,944,000(1) 82,133,805.21 6,000 30,908.36 70,000 360,597.49 2,000,000 10,302,785.40 7,000 36,059.75 80,000 412,111.42 2,500,000 12,878,481.75 8,000 41,211.14 90,000 463,625.34 3,000,000 15,454,178.10 9,000 46,362.54 100,000 515,139.27 3,500,000 18,029,874.45 10,000 51,513.93 200,000 1,030,278.54 4,000,000 20,605,570.80 15,000 77,270.90 300,000 1,545,417.81 4,500,000 23,181,267.15 20,000 103,027.85 400,000 2,060,557.08 5,000,000 25,756,963.50 25,000 128,784.82 500,000 2,575,696.35 6,000,000 30,908,356.20 30,000 154,541.78 600,000 3,090,835.62 7,000,000 36,059,748.90 (1) 閣下可申請認購的香港發售股份最高數目。 2. 以英文正楷填妥及簽署申請表格。只接納親筆簽名(不得以個人印章代替)。 3. 閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出支票或一張獨 立開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納: 支票必須: 銀行本票必須: ‧ 為港元; ‧ 不得為期票; ‧ 註明抬頭人為「浩豐代理人有限公司-匯量科技公開發售」; ‧ 劃線註明「只准入抬頭人賬戶」; ‧ 從 閣下在香港的港元銀行賬戶中開出;及 ‧ 顯示 閣下的賬戶名稱,而該賬戶名稱必須 已預印在支票上,或由有關銀行授權的人士 在支票背書。賬戶名稱必須與 閣下姓名╱ ‧ 須由香港持牌銀行開出,並由有關銀行授權 的人士在銀行本票背面簽署核證 閣下姓名 ╱名稱。銀行本票所示姓名╱名稱須與 閣 下姓名╱名稱相同。如屬聯名申請,銀行本 l e mp a S 樣 版 |
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| 名稱相同。如屬聯名申請,賬戶名稱必須與 票背面所示姓名╱名稱必須與排名首位申請 |
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| 排名首位申請人的姓名╱名稱相同。 人的姓名╱名稱相同。 |
如 閣下欲以本身名義登記將獲行的香港發售股份,請使用本表格
- 請撕下申請表格對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一家分 行特設的收集箱: 渣打銀行(香港)有限公司 分行名稱 地址 港島區 188 德輔道中分行 德輔道中 188 號金龍中心地 下 7 號舖、 1 樓至 3 樓全層 軒尼詩道分行 灣仔軒尼詩道 399 號 九龍區 68 彌敦道分行 尖沙咀彌敦道 6 6-70 號金冠大廈地庫、 地下 B1 號 舖 新界區 青衣城分行 青衣 青衣城 3 樓 308E 號舖 將軍澳分行 將 軍澳厚德邨厚德商場東翼地下 E037 -E040 號舖 5. 閣下可於下列時間遞交申請表格: 二零一八年十一月三十日(星期五)-上午九時正至下午五時正 二零一八年十二月一日(星期六)-上午九時正至下午一時正 ~~-~~ 二零一八年十二月三日(星期一) 上午九時正至下午五時正 二零一八年十二月四日(星期二)-上午九時正至下午五時正 ~~-~~ 二零一八年十二月五日(星期三) 上午九時正至中午十二時正 6. 截止遞交申請的 時間為二零一八年十二月五日(星期 三)中午十二時正。本公司將於當日上午 十一時四十五 分至中午十二時正期間登記認購申 請,唯一會影響此時間的變化因素為當日的天 氣情況(詳 見招股章程「如何申請香港發售股份 」一節「惡劣天氣對開始辦理申請登記的影響」)。 香港發售股份申請將會自二零一八年十一月三十日(星期五)起直至二零一八年十二月五日(星期 三)止。申請款項(包括經紀佣金、證監會交易徵費及聯交所交易費)將由收款銀行於截止辨理申 請登記後代表本公司持有,且退款金額(如有)將於二零一八年十二月十一日(星期二)或之前不 計利息退還予申請人。投資者請務必注意,預期股份將於二零一八年十二月十二日(星期三)於 聯交所開始買賣。
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
Mobvista Inc. 匯量科技有限公司 (Incorporated in the Cayman Islands with limited liability) GLOBAL OFFERING Conditions of your application ‧ confirm that you are aware of the restrictions on the Global A. Who can apply ‧ Offering in the Prospectus; agree that none of the Co mpany, the Joint Global Coordinators, t he 1. You and any person(s) for whose benefit you are applying must be Joint Bookrunners, the J oint Lead Managers, the Underwriters, their 18 years of age or older and must have a Hong Kong address. respective directors, officers, employees, partners, agents, advisors 2. If you are a firm, the application must be in the individual and any other pa rty involved in the Global Offering is or will be members’ names. liable for any i nformation and representations not in the Prospectus 3. The number of joint applicants may not exceed 4 and they may not (and any su pplement to it); apply by means of White Form eIPO services for the Hong Kong ‧ undertake and confirm that you or the person(s) for whose be nefit Offer Shares. you h ave made the application have not applied for or ta ken up, 4. If you are a body corporate, the application must be signed by a or indicated an interest for, and will not apply for or t ake up, or duly authorised officer, who must state his representative capacity, indicate an interest for, any Offer Shares under the International and stamped with your corporation’s chop. Offering nor participated in the International Offeri ng; 5. You must be outside the United States, not be a United States ‧ agree to disclose to the Company, the Hong Ko ng Share Registrar, Person (within the meaning of Regulation S under the U.S. receiving bank, the Joint Sponsors, the Join t Global Coordinators, Securities Act), or a person described in paragraph(h) (3) of Rule the Joint Bookrunners, the Joint Lead M anagers, the Underwriters 902 of Regulation S under the U.S. Securities Act and not be a and/or their respective advisors and ag ents any personal data which legal or natural person of the PRC. they may require about you and the person(s) for whose benefit you 6. Unless permitted by the Listing Rules, you cannot apply for a ny have made the application; Hong Kong Offer Shares if you are: ‧ if the laws of any place o utside Hong Kong apply to your ‧ an existing beneficial owner of shares in the Compan y and/or application , agree and warrant that you have complied with any of its subsidiaries; all such laws and none of the Company, the Joint Sponsors, the ‧ a Director or chief executive officer of the Co mpany and/or Joint Global Coordin ators, the Joint Bookrunners, the Joint Lead any of its subsidiaries; Managers and the U nderwriters nor any of their respective officers ‧ a connected person of the Company or will become a or advisors will bre ach any law outside Hong Kong as a result connected person of the Compan y immediately upon of the acceptance of your offer to purchase, or any action arising completion of the Global Offering; from your righ ts and obligations under the terms and conditions ‧ an associate of any of the above; or contained in the Prospectus and this Application Form; ‧ have been allocated or hav e applied for or indicated an ‧ agree tha t once your application has been accepted, you may not interest in any Offer Share s under the International Offering. rescind it because of an innocent misrepresentation; B. If you are a nominee ‧ agree that your application will be governed by the laws of Hong You, as a nominee, may make more than one application for the Hong ‧ K represent, warrant ong; and undertake that (i) you understand that the Kong Offer Shares by: (i) g iving electronic instructions to HKSCC via ~~“~~ Hong Kong Offer Shares have not been and will not be registered Central Clearing and Settl ement System ( CCASS”) (if you are a CCASS Participant); or (ii) usin g a WHITE or YELLOW Application Form, and under the U.S. Securities Act; and (ii) you and any person for lodge more than on e application in your own name on behalf of differe nt whose benefit you are applying for the Hong Kong Offer Shares beneficial owners. are outside the United States (as defined in Regulation S) or are a person described in paragraph (h) (3) of Rule 902 of Regulation S; C. Effect of completing and submitting this Application Form ‧ warrant that the information you have provided is true and By compl eting and submitting this Application Form, you (an d if you are accurate; joint a pplicants, each of you jointly and severally) for yo urself or as an ‧ agree to accept the Hong Kong Offer Shares applied for, or any age nt or a nominee on behalf of each person for whom y ou act: lesser number allocated to you under the application; ‧ undertake to execute all relevant documen ts and instruct and ‧ authorise the Company to place your name(s) or the name of the authorise the Company and/or the Joint G lobal Coordinators (or HKSCC Nominees on the Company’s register of members as the their agents or nominees), as agents of th e Company, to execute any holder(s) of any Hong Kong Offer Shares allocated to you, and the do cuments for you and to do on your behalf all things necessary to Company and/or its agents to send any share certificate(s) and/or regist er any Hong Kong Offer Shar es allocated to you in your name e-Refund payment instructions and/or any refund cheque(s) to you as requir ed by the Articles of As sociation; or the first-named applicant for joint application by ordinary post ‧ agree to c omply with the Companies Ordinance (Chapter 622 at your own risk to the address stated on the application, unless of the Laws of Hong K ong), the Companies (Winding Up and you have fulfilled the criteria set out in “Personal Collection” in Miscellaneous Pr ovisio ns) Ordinance (Chapter 32 of the Laws of the “How to Apply for Hong Kong Offer Shares” section in the Hong Kong), Cayman Companies Law and the Memorandum and Prospectus to collect the share certificate(s) and/or refund cheque(s) Articles of Association; in person;
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‧ authorise the Company to place your name(s) or the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Hong Kong Offer Shares allocated to you, and the Company and/or its agents to send any share certificate(s) and/or e-Refund payment instructions and/or any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you have fulfilled the criteria set out in “Personal Collection” in the “How to Apply for Hong Kong Offer Shares” section in the Prospectus to collect the share certificate(s) and/or refund cheque(s) in person;
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‧ confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
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‧ declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying;
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‧ confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;
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‧ understand that the Company and the Joint Global Coordinators will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Hong Kong Offer Shares to you and that you may be prosecuted for making a false declaration;
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
‧ (if the application is made for your own benefit) warrant that no If you are an individual who is eligible for personal collection, you must other application has been or will be made for your benefit on a not authorise any other person to collect for you. If you are a corporate WHITE or YELLOW Application Form or by giving electronic applicant which is eligible for personal collection, your authorised application instructions to HKSCC or to the White Form eIPO representative must bear a letter of authorisation from your corporation Service Provider by you or by any one as your agent or by any stamped with your corporation’s chop. Both individuals and authorised other person; and representatives must produce, at the time of collection, evidence of ‧ (if you are making the application as an agent for the benefit of identity acceptable to Computershare Hong Kong Investor Services another person) warrant that (i) no other application has been or Limited. If you do not collect your refund c hequ e(s) and/or Share certificate(s) personally within the time perio d specifie d for collection, will be made by you as agent for or for the benefit of that person or they will be dispatched promptly to the address as spec ified on this by that person or by any other person as agent for that person on a Application Form by ordinary post at you r own risk. WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC and (ii) you have due authority If you apply for less than 1,000,000 Hong Kong Offer Shares, your refund to sign the Application Form or give electronic application cheque(s) and/or Share certificat e(s) will be sent to the address on the instructions on behalf of that other person as their agent. relevant Application Form on or before Tuesday, 11 December 2018 by ordinary post and at your o wn risk. D. Power of attorney If your application is made through an authorised attorney, the Company Refund of your money If you do not receiv e any Hong Kong Offer Shares or if your application and the Joint Global Coordinators may accept or reject your application at is accepted only i n part, the Company will refund to you your applicati on their discretion, and on any conditions they think fit, including evidence monies (inclu ding the related 1% brokerage, 0.0027% SFC transa ction of the attorney’s authority. levy and 0.0 05% Stock Exchange trading fee) without interest. If t he Offer Determination of Offer Price and Allocation of Hong Kong Offer Price is l ess than the maximum Offer Price, the Company wi ll refund to Shares you t he surplus application monies (including the related 1% brokerage, The Offer Price is expected to be fixed on or around Wednesday, 5 0.0 027% SFC transaction levy and 0.005% Stock Exch ange trading fee) December 2018. Applicants are required to pay the maximum Offer Price without interest. of HK$5.10 for each Hong Kong Offer Share together with 1% brokerage, T he refund procedures are stated in the “Desp atch/Collection of Share 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee. If C er t ificates and Refund Monies” in the “How to Apply for Hong Kong the Offer Price is not agreed between the Company and the Joint Global Offer Shares” section in the Prospectus. Coordinators (on behalf of the Joint Bookrunners and the Underwriters) on or before Tuesday, 11 December 2018, the Global Offering will not Application by HKSCC Nominees Limited (“HKSCC Nominees”) Where this Application Form is sign ed by HKSCC Nominees on behalf of proceed and will lapse. persons who have given electroni c application instructions to apply for the Applications for Hong Kong Offer Shares will not be pro cessed and Hong Kong Offer Shares, the provisions of this Application Form which no allotment of any Hong Kong Offer Shares will be made until the are inconsistent with those set out in the Prospectus shall not apply and application lists close. provisions in the Prospectu s shall prevail. The Company expects to announce the fixed Offer Price, the indication of Without limiting the gene rality of this paragraph, the following sections the level of interest in the International Offering , the level of applications of this Application For m are inapplicable where this form is signed by HKSCC Nominees: under the Hong Kong Public Offering and t he basis of allocation of the ‧ “Applicant s’ declaration” on the first page; Hong Kong Offer Shares on Tuesday, 11 December 2018, in South China ‧ “Warnin g” on the first page; Morning Post (in English) and Hong K ong Economic Times (in Chinese), ‧ “If yo u are a nominee”; and on the website of the Stock Ex change at www.hkexnews.hk and the ‧ Al l representations and warranties under the “Effect of completing Company’s website at www.mobvista.com . Results of allocations and and submitting this Application Form” section, except the first one the Hong Kong Identity Car d/passport/Hong Kong business registration regarding registration of Hong Kong Offer Shares in the applicant’s numbers of successful app licants (where applicable) will be available on name and the signing of documents to enable the applicant to be the above websites. registered as the holder of the Hong Kong Offer Shares; The allocation of th e Offer Shares between the Hong Kong Public Offer ing ‧ “If your application for Hong Kong Offer Shares is successful (in and the Internat ional Offering will be subject to adjustment as des cribed whole or in part)”; and in the sectio n “Structure of the Global Offering - Reallocation ” in the ‧ “Refund of your money”. Prospectu s. In particular, the Joint Global Coordinators may rea llocate Offer The following sections in the “How to Apply for Hong Kong Offer Shares from the International Offering to the Hong Kong Pu blic Offering to Shares” section in the Prospectus are inapplicable where this form is sati sfy valid applications under the Hong Kong Public Offering, provided signed by HKSCC Nominees: th at the total number of Offer Shares available under t he Hong Kong Public ‧ “How many applications can you make”; and Off ering shall not be increased to more than 6 3,776,000 Offer Shares, ‧ “Circumstances in which You Will Not be Allocated Offer Shares”. represe nting two times the number of Offer S hares initially available for Effect of the Information You Give to Computershare Hong Kong subscripti on under the Hong Kong Publi c Offering and approximately Investor Services Limited 20% of the t otal number of Offer Shares initially available for subscription Computershare Hong Kong Investor Services Limited and its under Global O ffering, and the final Offer Price shall be fixed at the low related bodies’ corporate, directors, officers, employees and agents end of the Offer Pri ce range (that i s, HK$3.90 per Offer Share) stated in the (“Representatives”) expressly disclaim and exclude to the maximum Prospectus in accordan ce with Guidance Letter HKEX-GL91-18 issued by extent permitted by law any liability for any loss or damage suffered or the Stock Exchange. incurred by the applicant or any other person or entity however caused relating in any way to, or connected with, any information provided by or If your application for Hong Kong Offer Shares is successful (in on behalf of the applicant on or in connection with this document or any whole or in part) services provided hereunder, or any other written or oral communication If you apply for 1,000,000 or more Hong Kong Offer Shares, you provided by or on behalf of the applicant in connection with this may collect refund cheque(s) and/or share certificate(s) in person from document or any services provided hereunder. This includes, without Computershare Hong Kong Investor Services Limited at Shops 1712– limitation, any errors or omissions in such information however caused, or 1716, 17th Floor, Hopewell Centre, 183 Queen’s Road East, Wanchai, the Representatives or any other person or entity placing any reliance on Hong Kong, from 9:00 a.m. to 1:00 p.m. on Tuesday, 11 December 2018 such information or any documentation, image, recording or reproduction or such other date as notified by us in the newspapers. of such information, or its accuracy, completeness, currency or reliability.
如 閣下欲以本身名義登記將獲行的香港發售股份,請使用本表格
Mobvista Inc. 匯量科技有限公司
(於開曼群島註冊成立的有限公司)
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全球發售
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申請條件 ‧ 同意 本公司、聯席全球協 調人、聯席賬簿管理 人、聯 席牽頭經辦人、包銷 商、彼等各自的董事、主管 人
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甲、 可提出申請的人士 員、僱員、合夥人 、代理、顧問及參與全球發售的任
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- 閣下及 閣下為其利益提出申請的人士必須年滿 18 歲 何其他方現時 及日後均毋須對並非載於招股章程(及
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並有香港地址。
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- 如 閣下為商號,申請須以個別成員名義提出。 其任何補充 文件)的任何資料及陳述負責; 3. 聯名申請人不得超過四名,且彼等不得透過 白表 ‧ 承諾 及 確認 閣下或 閣下為其利益提出申請的人士 eIPO 服務申請香港發售股份。 並無 亦不會申請或接納或表示有意認購國際發售 的任
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- 如 閣下為法人團體,申請須經獲正式授權人員簽 何 發售股份,也沒有參與國際發售; 署,並註明其所屬代表身份及蓋上公司印鑑。 ‧ 同意 在本公司、香港證券登記處、收款銀行 、聯席保
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- 閣下必須身處美國境外,並非美籍人士(定義見美國 薦人、聯席全球協調人、聯席賬簿管理 人、聯席牽頭
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證券法 S 規例)或屬美國證券法 S 規例第 902 條 (h)(3) 經辦人、包銷商及╱或彼等各自的顧 問及代理提出要 段所述的人士,亦非中國法人或自然人。 求時,向彼等披露其所要求提供 有關 閣下及 閣下
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- 除上市規則批准外,下列人士概不得申請認購任何香 為其利益提出申請的人士的個 人資料;
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港發售股份: ‧ 若香港境外任何地方的法例 適用於 閣下的申請,則
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‧ 本公司及╱或其任何子公司股份的現有實益 擁有 同意 及 保證 閣下已遵 守所有有關法例,且本公司、
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人;
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‧ 本公司及╱或其任何子公司的董事或行 政總裁; 聯席保薦人、聯席全 球協調人、聯席賬簿管理人、聯 ‧ 本公司關連人士或緊隨全球發售完 成後成為本公 席牽頭經辦人、 包銷商及彼等各自的主管人員或顧問 司關連人士的人士; 概不會因接納 閣下的購買要約,或 閣下在招股章
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‧ 上述任何人士的聯繫人;或 程及本申請表格 所載的條款及條件項下的權利及責任 ‧ 已獲分配或已申請或表示 有意申請國際發售的任 所引致的任何 行動,而違反香港境外的任何法例; 何發售股份。 ‧ 同意 閣 下的申請一經接納,即不得因無意的失實陳 述而撤 銷;
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乙、 如 閣下為代名人
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‧ 同意 閣下的申請受香港法例規管; ‧ 聲明、保證 及 承諾 :(i) 閣下明白香港發售股份不曾 亦不會根據美國證券法登記;及 (ii) 閣下及 閣下 為其利益申請香港發售股份的人士均身處美國境外
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(定義見 S 規例),或屬 S 規例第 902 條第 (h)(3) 段所述 的人士;
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閣下作為代名人可提交超 過一份香港發售股份申請,方法 是:(i) 透過中央結算 及交收系統(「中央結算系統」)向香 港結算發出電子認 購指示(如 閣下為中央結算系統參與 者);或 (ii) 使用 白色 或 黃色 申請表格,以自身名義代表不 同的實益擁有 人提交超過一份申請。
丙、 填交本申請表格的效用
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‧ 保證 閣下提供的資料真實及準確; ‧ 同意 接納所申請數目或根據申請分配予 閣下但數目 較少的香港發售股份;
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‧ 授權 本公司將 閣下的姓名╱名稱或香港結算代理人 的名稱列入本公司股東名冊,作為 閣下獲分配的任 何香港發售股份的持有人,並授權本公司及╱或其代 理以普通郵遞方式按申請所示地址向 閣下或聯名申 請的首名申請人發送任何股票及╱或電子退款指示及 ╱或退款支票,郵誤風險由 閣下承擔,除非 閣下 已符合招股章程「如何申請香港發售股份」一節「親身 領取」一段的條件親身領取股票及╱或退款支票;
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閣下填 妥並遞交本申請表格,即表示 閣下(如屬 聯名申請 人, 即各人共同及個別)代表 閣下本身,或作 為 閣下代 其行事的每位人士的代理或代名人:
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‧ 承諾 簽立所有相關文件,並指示及 授權本公司及╱或 聯席全球協調人(或彼等的代理 或代名人)(作為本公 司 代理),為按照組織章程細 則的規定將 閣下獲分 配的 任何香港發售股份以 閣下名義登記而代表 閣 下簽立任 何文件及代 閣下進行一切必需事宜;
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‧ 同意 遵守香 港法例第 622 章公司條例、香港法例第 32 章公司(清盤及 雜 項條文)條例、開曼公司法及組織章 程大綱及組織章程細則;
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‧ 確認 閣下已細閱招股章程及本申請表格所載的條款 及條件以及申請程序,並同意受其約束;
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‧ 聲明 及 表示 此乃 閣下為本身或 閣下為其利益提出 申請的人士提出及擬提出的唯一申請;
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‧ 確認 閣下已接獲及細閱招股章程,提出申請時也僅 依據招股章程載列的資料及陳述,而除招股章程任何 補充文件外,不會依賴任何其他資料或陳述;
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‧ 明白 本公司及聯席全球協調人將依據 閣下的聲明 及陳述而決定是否向 閣下分配任何香港發售股 份, 閣下如作出虛假聲明,可能會被檢控;
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‧ 確認 閣下知悉招股章程內有關全球發售的限制;
如 閣下欲以本身名義登記將獲行的香港發售股份,請使用本表格
領取時間內親身領取退款支票及╱或股票,有關退款支票 及╱或股票將會及早以普通郵遞方式寄往本申請表格所示 地址,郵誤風險由 閣下承擔。
‧ (如本申請是為 閣下本身利益提出) 保證 閣下或作 領取時間內親身領取退款支票及╱或股票,有關退款支票 為 閣下代理的任何人士或任何其他人士不曾亦不會 及╱或股票將會及早以普通郵遞方式寄往本申請表格所示 為 閣下利益而以 白色 或 黃色 申請表格或向香港結算 地址,郵誤風險由 閣下承擔。 或向 白表 eIPO 服務供應商發出電子認購指示而提出 如 閣下申請認購 1,000,000 股以下香港發售股份, 閣下 其他申請;及 的退款支票及╱或股票將於二零一八年十二月十一日(星期 ‧ (如 閣下作為代理為另一人士的利益提出申請) 保證 二)或以前以普通郵遞方式寄往相關申 請表格 所示地址,郵 (i) 閣下(作為代理或為該人士利益)或該人士或任何 誤風險由 閣下承擔。 其他作為該人士代理的人士不曾亦不會以 白色 或 黃色 申請表格或向香港結算發出電子認購指示而提出其他 退回款項 申請;及 (ii) 閣下獲正式授權作為該人士的代理代 若 閣下未獲分配任何香 港發售股份或申請僅部分 獲接 為簽署本申請表格或發出電子認購指示。 納,本公司將不計利息退 回 閣下的申請股款(包括相關的 1% 經紀佣金、0.0027 % 證監會交易徵費及 0.005% 聯交所 丁、 授權書 交易費)。如發售價 低於最高發售價,本公司將不計利息退 如 閣下透過授權人士提出申請,本公司及聯席全球協調 回多收申請股款 (包括相關的 1% 經紀佣金、0.0027% 證監 人可按其認為合適的條件(包括出示獲授權證明)酌情接納 會交易徵費及 0.005% 聯交所交易費)。 或拒絕 閣下的申請。 釐定發售價及香港發售股份的分配 有關退 款程序載於招股章程「如何申請香港發售股份 」一節 預期發售價於二零一八年十二月五日(星期三)或前後釐 的「發 送╱領取股票及退回股款」。 定。申請人須繳付每股香港發售股份 5.10 港元的最高發 香港中央結算(代理人)有限公司(「香港結算代理人」)提出 售價,另加 1% 經紀佣金、0.0027% 證監會交易徵費及 的申請 0.005% 聯交所交易費。倘若本公司與聯席全球協調人(代 如本申請表格由香港結算代理人代表 發出電子認購指示申 表聯席賬簿管理人及包銷商)截至二零一八年十二月十一日 請香港發售股份的人士簽署,本申 請表格與招股章程不符 (星期二)仍未協定發售價,全球發售將不會進行並告失效。 的條文將不適用,且以招股章程 所述者為準。 截止登記認購申請前,概不處理香港發售股份的申請 或配 在不限制此段一般應用的前 提下,本申請表格的以下部分 發任何香港發售股份。 在香港結算代理人作簽署 人的情況下並不適用: 本公司預期於二零一八年十二月十一日(星 期二)在南華 ‧ 第一頁的「申請人 聲明」; 早報(英文)、香港經濟日報(中文)、聯 交所網站 www. ‧ 第一頁的「警告」 ; hkexnews.hk 及本公司網站 www.mobvista.com 公佈所釐定 ‧ 「如 閣下為代 名人」; 發售價、國際發售踴躍程度、香港公 開發售認購申請數目 ‧ 「填交本申請 表格的效用」一節項下的所有陳述及保 及香港發售股份分配基準。分配 結果以及獲接納申請人的 證,惟首 項有關以申請人名義登記香港發售股份及簽 香港身份證╱護照╱香港商業 登記號碼(如適用)亦同於上 署使申 請人登記成為香港發售股份持有人的文件除 述網站公佈。 外 ; ‧ 「如 閣下成功申請認購香港發售股份(全部或部 香港公開發售與國際發 售之間的發售股份分配將按招股章 分)」;及 程「全球發售的架構 -重新分配」一節所述者作出調整。具 ‧ 「退回款項」。 體而言,聯席全 球協調人或會將發售股份從國際發售重新 分配至香港公 開發售,以滿足香港公開發售的有效申請 , 招股章程「如何申請香港發售股份」一節的以下部分在香港 惟根據聯交 所發出的香港交易所指引信 HKEX-GL91 -18, 結算代理人作簽署人的情況下並不適用: 根據香 港公開發售可供認購的發售股份總數不得增 加至超 ‧ 「閣下可提交的申請數目」;及 過 63, 776,000 股發售股份,相當於根據香港公 開發售初步 ‧ 「閣下不獲配發發售股份的情況」。 可 供認購發售股份數目的兩倍及根據全球發 售初步可供認 購發售股份總數的約 20%,而且最終發售 價須釐定為招股 閣下提供給香港中央證券登記有限公司的資訊的有關影響 章 程所述發售價範圍的下限(即每股發 售股份 3.90 港元)。 香港中央證券登記有限公司和其有關連的法人團體、董 如 閣下成功申請認購香港發售股份(全部或部分) 事、高級人員、僱員及代理人(「代表」)在法律所容許的最 如 閣下申 請認購 1,000,000 股 或以上香港發售股份, 閣 大限度內明確卸棄及免除在任何方面與申請人或代表申請 下可於二零一 八年十二月十 一日(星期二)或吾等於報章公 人在此文件提供的或與此文件或在此文件下提供的任何服 佈的其他日期上 午九時正 至下午一時正自香港中央證券登 務相關的任何資料,或任何申請人或代表申請人提供與此 記有限公司(地址為 香 港灣仔皇后大道東 183 號合和中心 17 文件或在此文件下提供的任何服務相關的任何其他書面或 樓 1712 至 1716 室)領取退款支票及╱或股票。 口頭通訊,有關或相關由申請人或任何其他人士或實體所
香港中央證券登記有限公司和其有關連的法人團體、董 事、高級人員、僱員及代理人(「代表」)在法律所容許的最 大限度內明確卸棄及免除在任何方面與申請人或代表申請 人在此文件提供的或與此文件或在此文件下提供的任何服 務相關的任何資料,或任何申請人或代表申請人提供與此 文件或在此文件下提供的任何服務相關的任何其他書面或 口頭通訊,有關或相關由申請人或任何其他人士或實體所 遭受或招致不論如何造成的任何損失或損害的任何法律責 任。此包括,但不限於,該等資料中不論如何造成的任何 錯誤或遺漏,或代表或任何其他人士或實體對該等資料或 任何該等資料的文件記錄、影像、記錄或複製品作出的任 何依據,或其準確性、完整性、合時性或可靠性。
如 閣下為個人申請人並合資格親身領取, 閣下不得授 權任何其他人士代領。如 閣下為公司申請人並合資格派 人領取, 閣下的授權代表須攜同蓋上公司印鑑的授權書領 取。個人申請人及授權代表領取時均須出示香港中央證券 登記有限公司接納的身份證明文件。如 閣下並無在指定
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
Personal Data � any other incidental or associated purposes relating to the above and/or to enable the Company and Personal Information Collection Statement the Hong Kong Share Registrar to discharge their This Personal Information Collection Statement informs obligations to securities’ holders and/or regulators the applicant for, and holder of, Hong Kong Offer and/or any other purposes to which the securities’ Shares,of the policies and practices of the Company holders may from time to time agree. and its Hong Kong Share Registrar in relation 3. Transfer of personal data to personal data and the Personal Data (Privacy) Personal data held by the Comp any and its H ong Kong Ordinance (Chapter 486 of the Laws of Hong Kong) Share Registrar relating to t he securities holde rs will (the “Ordinance”). be kept confidential but t he Company and its H ong 1. Reasons for the collection of your personal data Kong Share Registrar m ay, to the extent necessary f or It is necessary for applicants and registered holders achieving any of the above purposes, disclose, obtain of securities to supply correct personal data to the or transfer (whether within or outside Hong Kong) the Company or its agents and the Hong Kong Share personal data to, from or with any of the following: Registrar when applying for securities or transferring � the Comp any’s appointed agents such as financial securities into or out of their names or in procuring the adviser s, receiving bankers and overseas princip al services of the Hong Kong Share Registrar. shar e registrar; � w here applicants for securities request a deposit Failure to supply the requested data may result in your into CCASS, HKSCC or HKSCC N ominees, application for securities being rejected, or in delay or who will use the personal data for the purposes of the inability of the Company or its Hong Kong Share operating CCASS; � Registrar to effect transfers or otherwise render their any agents, contractors or third-par ty service providers services. It may also prevent or delay registration or who offer administrative, t elecommunications, transfers of the Hong Kong Offer Shares which you computer, payment or other services to the Company have successfully applied for and/or the dispatch of or the Hong Kong Share R egistrar in connection with share certificate(s) and/or refund cheque(s) to which their respective business operation; you are entitled. � the Stock Exchan ge, the SFC and any other statutory regula tory or governmental bodies or It is important that securities holders inform the otherwise as re quired by laws, rules or regulations; Company and the Hong Kong Sh are Registrar and immediately of any inaccuracies in t he personal data � any persons or institutions with which the securities’ supplied. holders hav e or propose to have dealings, such as their ban kers, solicitors, accountants or stockbrokers 2. Purposes etc. The personal data of the sec urities holders may be used, held, processed, and/or st ored (by whatever means) for 4. Retention of personal data the following purposes: The Company and its Hong Kong Share Registrar will � processing you r application and refund cheque, ke ep the personal data of the applicants and holders of where applic able, verification of compliance with securities for as long as necessary to fulfil the purposes the terms and application procedures set out in for which the personal data were collected. Personal this A pplication Form and the Prospectus and data which is no longer required will be destroyed or anno uncing results of allocation of the Hong Kong dealt with in accordance with the Ordinance. Of fer Shares; � compliance with applicable laws and regulations 5. Access to and correction of personal data Securities holders have the right to ascertain whether in Hong Kong and elsewhere; the Company or the Hong Kong Share Registrar hold � registering new issues or transfer s into or out of their personal data, to obtain a copy of that data, and to the names of securities’ holder s including, where correct any data that is inaccurate. The Company and a pplicable, HKSCC Nomine es; the Hong Kong Share Registrar have the right to charge � mai ntaining or updating t he register of securities’ a reasonable fee for the processing of such requests. holders of the Company ; � verifying securities h olders’ identities; All requests for access to data or correction of data � establishing ben efit entitlements of securities’ should be addressed to us, at our registered address disclosed in the “Corporate Information” section in holders of the Company, such as dividends, rights the Prospectus or as notified from time to time, for issues, bonus issues, etc.;
All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate Information” section in the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Share Registrar for the attention of the privacy compliance officer.
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distributing communications from the Company and its subsidiaries;
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compiling statistical information and securities’ holder profiles;
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
- disclosing relevant information to facilitate claims on entitlements; and
如 閣下欲以本身名義登記將獲行的香港發售股份,請使用本表格
個人資料 3. 轉交個人資料 本公司及其香港證券登記處所持有關證券持有人 個人資料收集聲明 的個人資料將會保密,但本公司及其香港證券登 此項個人資料收集聲明是向香港發售股份的申請 記處可以在為達到上述任何目的之必要情況下, 人和持有人說明有關本公司及其香港證券登記處 向下列任何人士披露,獲取或 轉交( 無論在香港 有關個人資料和香港法例第 486 章《個人資料(私 境內或境外)有關個人資料: 隱)條例》(「條例」)方面的政策和慣例。 ‧ 本公司委任的代理 人,例如財務顧問、 收款 1. 收集 閣下個人資料的原因 銀行和海外主要 股份過戶登記處; 證券申請人及登記持有人以本身名義申請證券或 ‧ (如證券申請 人要求將證券存於中央結算系 轉讓或受讓證券時或尋求香港證券登記處的服務 時,必須向本公司或其代理人及香港證券登記處 統)香港 結算或香港結算代理人;彼等將會 提供準確個人資料。 就中 央結算系統的運作使用有關個人資料 ; ‧ 向 本公司或香港證券登記處提供與其各 自業 未能提供所要求的資料可能導致 閣下申請證券 務營運有關的行政、電訊、電腦、 付款或其 被拒或延遲,或本公司或其香港證券登記處無法 落實轉讓或提供服務。此舉也可能妨礙或延遲登 他服務的任何代理人、承包商或 第三方服務 記或轉讓 閣下成功申請的香港發售股份及╱或 供應商; 寄發 閣下應得的股票及╱或退款支票。 ‧ 聯交所、證監會及任何其 他法定監管機關或 政府部門或遵照其他 法例、規則或法規;及 證券持有人所提供的個人資料如有任何錯誤 ,須 ‧ 立即通知本公司及香港證券登記處。 證券持有人與其 進行或擬進行交易的任何人 士或機構,例 如彼等的銀行、律師、會計師 2. 目的 。 或股票經紀等 證券持有人的個人資料可被採用 及以任何方式持 有、處理及╱或保存,以作下 列用途: 4. 個人資料的保留 ‧ 處理 閣下的申請及 退款支票(如適用)、核 本公司及 其香港證券登記處將按收集個人資料所 實是否符合本申請 表格及招股章程載列的條 需的 用途保留證券申請人及持有人的個人資料。 款和申請程序以 及公佈香港發售股份的分配 無 需保留的個人資料將會根據條例銷毀或處理。 結果; ‧ 遵守香港 及其他地區的適用法律及法規; 5. 查閱和更正個人資料 ‧ 以證 券持有人(包括香港結算代理人(如 適 證券持有人有權確定本公司或香港證券登記處是 用 ))的名義登記新發行證券或轉讓或 受讓證 否持有其個人資料,並有權索取有關該資料的副 券; ‧ 本並更正任何不準確資料。本公司和香港證券登 存置或更新本公司證券持有人的 名冊; ‧ 核實證券持有人的身份; 記處有權就處理任何查閱資料的要求收取合理費 ‧ 確 定本公司證券持有人的 受益權利,例如股 用。 息、 供股和紅股等; ‧ 所有查閱資料或更正資料的要求應按招股章程 分發本公 司及其子 公司的通訊; ‧ 「公司資料」一節所披露或不時通知的本公司註冊 編製統計數 據 和證券持有人資料;
所有查閱資料或更正資料的要求應按招股章程 「公司資料」一節所披露或不時通知的本公司註冊 地址送交公司秘書,或向本公司的香港證券登記 處的個人資料私隱事務主任提出。
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‧ 披露有關資料以便就權益索償;及
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‧ 與上述有關的任何其他附帶或相關目的及╱ 或使本公司及香港證券登記處能履行對證券 持有人及╱或監管機構承擔的責任及╱或證 券持有人不時同意的任何其他目的。
閣下簽署申請表格或向香港結算發出電子認購指 示,即表示同意上述各項。