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MKS INC Director's Dealing 2018

Apr 3, 2018

30723_dirs_2018-04-03_7353e6b2-ba1a-4094-964a-b17b2ec8e640.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2018-04-02

Reporting Person: Werth Dennis L (Sr. VP, Business Units)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-04-02 Common Stock M 2456 Acquired 2456 Direct
2018-04-02 Common Stock F 1212 $110.70 Disposed 1244 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-04-02 Restricted Stock Unit $ M 2456 Disposed Common Stock (2456) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15944.437 Indirect

Footnotes

F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F3: These RSUs vested on March 31, 2018.