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MKS INC — Director's Dealing 2018
Apr 3, 2018
30723_dirs_2018-04-03_7353e6b2-ba1a-4094-964a-b17b2ec8e640.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2018-04-02
Reporting Person: Werth Dennis L (Sr. VP, Business Units)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-02 | Common Stock | M | 2456 | — | Acquired | 2456 | Direct |
| 2018-04-02 | Common Stock | F | 1212 | $110.70 | Disposed | 1244 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-02 | Restricted Stock Unit | $ | M | 2456 | Disposed | Common Stock (2456) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15944.437 | Indirect |
Footnotes
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: These RSUs vested on March 31, 2018.
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