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MKS INC — Director's Dealing 2013
Apr 11, 2013
30723_dirs_2013-04-11_d711b199-b561-4a5c-a972-c15e9a5c30d3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2013-04-09
Reporting Person: Loomis Paul (VP & GM, Astex)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-09 | Common Stock | M | 5000 | — | Acquired | 10912.213 | Direct |
| 2013-04-09 | Common Stock | F | 1631 | $26.06 | Disposed | 9281.213 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-09 | Restricted Stock Unit | $ | M | 5000 | Disposed | Common Stock (5000) | Direct |
Footnotes
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: The RSUs vest three years after grant date.
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