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MITEK SYSTEMS INC Director's Dealing 2018

Aug 23, 2018

32914_dirs_2018-08-23_5b5e238e-4760-4ed4-bbaa-547512026cb5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MITEK SYSTEMS INC (MITK)
CIK: 0000807863
Period of Report: 2018-08-21

Reporting Person: DEBELLO JAMES B (Director, President & CEO & Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-08-21 Common Stock S 19783 $8.6131 Disposed 753583 Direct
2018-08-22 Common Stock S 30217 $8.4944 Disposed 723366 Direct

Footnotes

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017 in order to implement a plan of financial diversification.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.5000 - $8.7250, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: Includes 279 shares acquired under the Mitek employee stock purchase plan on August 15, 2018.

F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.4000 - $8.6000, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.