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MITEK SYSTEMS INC — Director's Dealing 2016
Nov 18, 2016
32914_dirs_2016-11-18_3618a090-6b29-411e-a57e-a07548d0ab70.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MITEK SYSTEMS INC (MITK)
CIK: 0000807863
Period of Report: 2016-11-16
Reporting Person: CLARK RUSSELL C. (CHIEF FINANCIAL OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-16 | Common Stock | A | 60000 | $0.00 | Acquired | 234533 | Direct |
| 2016-11-17 | Common Stock | S | 14853 | $5.41 | Disposed | 219680 | Direct |
| 2016-11-17 | Common Stock | S | 496 | $5.41 | Disposed | 219184 | Direct |
Footnotes
F1: Represents restricted stock units granted on November 16, 2016. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.
F2: Represents the disposition of shares to pay withholding taxes upon the vesting of 37,500 restricted stock units.
F3: Represents the disposition of shares to pay withholding taxes upon the vesting of 1,250 restricted stock units.