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MIND TECHNOLOGY, INC Director's Dealing 2019

Jul 31, 2019

34449_dirs_2019-07-31_f5ce56ff-7fb3-4e6f-9a86-7f37c0560460.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MITCHAM INDUSTRIES INC (MIND)
CIK: 0000926423
Period of Report: 2019-07-29

Reporting Person: BLUM PETER H (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-07-29 MII Common Stock A 15000 $3.98 Acquired 491224 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-07-29 Option to Purchase Common Stock $3.98 A 50000 Acquired 2029-07-29 MII Common Stock (50000.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
MII Common Stock 6000 Indirect

Footnotes

F1: Restricted Stock vests 1/3 on July 29, 2020, 1/3 on July 29, 2021 and 1/3 on July 29, 2022.

F2: Includes 6,000 shares owned by Mr. Blum's spouse.

F3: Options vest 1/3 on July 29, 2020, 1/3 on July 29, 2021 and 1/3 on July 29, 2022.