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MILESTONE SCIENTIFIC INC. — Director's Dealing 2021
Dec 2, 2021
34735_dirs_2021-12-02_5d893a94-bfb5-43d5-a459-7ef489648f56.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MILESTONE SCIENTIFIC INC. (MLSS)
CIK: 0000855683
Period of Report: 2021-11-30
Reporting Person: OSSER LEONARD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-30 | Common Stock, Par Value $0.001 | M | 62112 | $1.71 | Acquired | 4310010 | Direct |
| 2021-12-01 | Common Stock, Par Value $0.001 | M | 71250 | $0.50 | Acquired | 4381260 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-30 | Employee Stock Option (right to buy) | $1.71 | M | 62112 | Disposed | 2022-01-08 | Common Stock (62112) | Direct |
| 2021-12-01 | Warrants (right to buy) | $0.50 | M | 71250 | Disposed | 2022-01-08 | Common Stock (71250) | Indirect |
Footnotes
F1: 1,505,512 of these shares are issuable to the reporting person at the termination of employment.
F2: Recordholder is Pershing LLC. the reporting person is the beneficial owner of these shares thru his brokerage account at Pershing.
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