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MILESTONE SCIENTIFIC INC. — Director's Dealing 2017
Jan 11, 2017
34735_dirs_2017-01-11_049aea19-5be4-4435-a6fc-09c3cc1ce058.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: MILESTONE SCIENTIFIC INC. (MLSS)
CIK: 0000855683
Period of Report: 2016-12-31
Reporting Person: OSSER LEONARD (Director, CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-23 | Common Stock | M | 50000 | $0.75 | Acquired | 2987235 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-23 | Options to purchase Common Stock | $0.75 | M | 50000 | Disposed | 2017-01-09 | Common Stock (50000) | Direct |
Footnotes
F1: The reporting person is amending the Form 4 filed on December 27, 2016 for the purpose of reflecting an option exercise for 50,000 shares rather than a stock award of 66,667 shares.
F2: 776,862 shares are issuable to the reporting at the termination of employment.
F3: Not applicable.
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