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M/I HOMES, INC. — Director's Dealing 2021
Feb 17, 2021
31197_dirs_2021-02-17_36f1d4b5-d015-42d4-9bbd-6943970e495a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: M/I HOMES, INC. (MHO)
CIK: 0000799292
Period of Report: 2021-02-16
Reporting Person: SCHOTTENSTEIN ROBERT H (Director, Chairman, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-16 | Common Shares | A | 34105 | $51.82 | Acquired | 96469 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-16 | Option to Purchase Common Shares | $51.82 | A | 100000 | Acquired | 2031-02-16 | Common Shares () | Direct |
Footnotes
F1: These common shares were acquired by the reporting person upon the vesting of an equal number of performance share units on February 16,2021 that were settled on a one for one basis in common shares.
F2: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
F3: The Option was granted pursuant to the M/I Homes, Inc. 2018 Long-Term Incentive Plan.
F4: Twenty percent (20%) of grant becomes exercisable on February 16, 2022 and each of the first four anniversaries thereof.