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M/I HOMES, INC. — Director's Dealing 2021
Feb 22, 2021
31197_dirs_2021-02-22_f608f5ec-ab2a-485e-922c-c6f1335ac752.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: M/I HOMES, INC. (MHO)
CIK: 0000799292
Period of Report: 2021-02-19
Reporting Person: SCHOTTENSTEIN ROBERT H (Director, Chairman, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-19 | Common Shares | M | 19200 | $27.62 | Acquired | 81564 | Direct |
| 2021-02-19 | Common Shares | S | 100 | $51.61 | Disposed | 81464 | Direct |
| 2021-02-19 | Common Shares | S | 100 | $51.62 | Disposed | 81364 | Direct |
| 2021-02-19 | Common Shares | S | 300 | $51.64 | Disposed | 81064 | Direct |
| 2021-02-19 | Common Shares | S | 200 | $51.67 | Disposed | 80864 | Direct |
| 2021-02-19 | Common Shares | S | 100 | $51.78 | Disposed | 80764 | Direct |
| 2021-02-19 | Common Shares | S | 100 | $51.79 | Disposed | 80664 | Direct |
| 2021-02-19 | Common Shares | S | 100 | $51.80 | Disposed | 80564 | Direct |
| 2021-02-19 | Common Shares | S | 100 | $51.86 | Disposed | 80464 | Direct |
| 2021-02-19 | Common Shares | S | 100 | $51.89 | Disposed | 80364 | Direct |
| 2021-02-19 | Common Shares | S | 100 | $51.90 | Disposed | 80264 | Direct |
| 2021-02-19 | Common Shares | S | 200 | $51.91 | Disposed | 80064 | Direct |
| 2021-02-19 | Common Shares | S | 100 | $51.96 | Disposed | 79964 | Direct |
| 2021-02-19 | Common Shares | S | 200 | $51.98 | Disposed | 79764 | Direct |
| 2021-02-19 | Common Shares | S | 10853 | $52 | Disposed | 68911 | Direct |
| 2021-02-19 | Common Shares | S | 2503 | $52.01 | Disposed | 66408 | Direct |
| 2021-02-19 | Common Shares | S | 1993 | $52.02 | Disposed | 64415 | Direct |
| 2021-02-19 | Common Shares | S | 300 | $52.03 | Disposed | 64115 | Direct |
| 2021-02-19 | Common Shares | S | 600 | $52.04 | Disposed | 63515 | Direct |
| 2021-02-19 | Common Shares | S | 547 | $52.05 | Disposed | 62968 | Direct |
| 2021-02-19 | Common Shares | S | 200 | $52.06 | Disposed | 62768 | Direct |
| 2021-02-19 | Common Shares | S | 100 | $52.11 | Disposed | 62668 | Direct |
| 2021-02-19 | Common Shares | S | 7 | $52.12 | Disposed | 62661 | Direct |
| 2021-02-19 | Common Shares | S | 200 | $52.16 | Disposed | 62461 | Direct |
| 2021-02-19 | Common Shares | S | 97 | $52.29 | Disposed | 62364 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-19 | Option to Purchase Common Shares | $27.62 | M | 19200 | Disposed | 2029-02-19 | Common Shares (19200.0) | Direct |
Footnotes
F1: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
F2: The options described on this line vested on February 19, 2021.