MGP INGREDIENTS INC — Director's Dealing 2021

Apr 5, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: MGP INGREDIENTS INC (MGPI)
CIK: 0000835011
Period of Report: 2021-04-01

Reporting Person: Lux Donn S. (10% Owner, Member of 10% holder group)
Reporting Person: Lux Leslie (10% Owner, Member of 10% owner group)
Reporting Person: Kaplan Caroline Lux (10% Owner, Member of 10% owner group)
Reporting Person: Luxco 2017 Irrevocable Trust dated June 19, 2017 (10% Owner, Member of 10% owner group)
Reporting Person: Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux dated September 16, 2005 (10% Owner, Member of 10% owner group)
Reporting Person: Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux QSST LRD dated September 16, 2005 (10% Owner, Member of 10% owner group)
Reporting Person: Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated September 16, 2005 (10% Owner, Member of 10% owner group)
Reporting Person: Ann S. Lux 2005 Irrevocable Trust FBO Paul S. Lux dated September 16, 2005 (10% Owner, Member of 10% owner group)
Reporting Person: Lux Children Irrevocable Trust dated May 24, 2012 (10% Owner, Member of 10% owner group)
Reporting Person: Caroline L. Kaplan Revocable Trust dated December 16, 2009 (10% Owner, Member of 10% owner group)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3961823	Indirect
Common Stock	27724	Indirect
Common Stock	27724	Indirect
Common Stock	1763286	Direct
Common Stock	771476	Direct
Common Stock	152763	Direct
Common Stock	623287	Direct
Common Stock	623287	Direct
Common Stock	27724	Direct
Common Stock	27724	Direct

Footnotes

F1: Donn S. Lux may be deemed to hold sole voting and dispositive power with respect to the 3,934,099 shares held by the Luxco 2017 Irrevocable Trust dated June 19, 2017, the Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux dated September 16, 2005, the Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux QSST LRD dated September 16, 2005, the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated September 16, 2005 and the Ann S. Lux 2005 Irrevocable Trust FBO Paul S. Lux dated September 16, 2005, and shared voting and dispositive power over the 27,724 shares held by the Lux Children Irrevocable Trust dated May 24, 2012. Donn S. Lux is the spouse of Michele Lux.

F2: Leslie Lux may be deemed to hold shared voting and dispositive power over the 27,724 shares held by the Lux Children Irrevocable Trust dated May 24, 2012. Leslie Lux is the spouse of Paul S. Lux.

F3: Caroline Lux Kaplan may be deemed to hold sole voting power and dispositive power with respect to the 27,724 Shares held by the Caroline L. Kaplan Revocable Trust dated December 16, 2009.

F4: These securities are beneficially owned by Luxco 2017 Irrevocable Trust dated June 19, 2017. Donn S. Lux is the sole investment trustee of this trust.

F5: These securities are beneficially owned by Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux dated September 16, 2005. Donn S. Lux is the sole trustee of this trust.

F6: These securities are beneficially owned by Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux QSST LRD dated September 16, 2005. Donn S. Lux is the sole trustee of this trust.

F7: These securities are beneficially owned by Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated September 16, 2005. Donn S. Lux is the sole trustee of this trust.

F8: These securities are beneficially owned by Ann S. Lux 2005 Irrevocable Trust FBO Paul S. Lux dated September 16, 2005. Donn S. Lux is the sole family assets trustee of this trust.

F9: These securities are beneficially owned by Lux Children Irrevocable Trust dated May 24, 2012. Donn S. Lux and Leslie Lux are the trustees of this trust.

F10: These securities are beneficially owned by Caroline L. Kaplan Revocable Trust dated December 16, 2009. Caroline Lux Kaplan is the sole trsutee of this trust.