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MFA FINANCIAL, INC. — Director's Dealing 2018
Dec 26, 2018
32245_dirs_2018-12-26_492d0047-ce8a-4f60-b9e6-fc7258b74f8b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MFA FINANCIAL, INC. (MFA)
CIK: 0001055160
Period of Report: 2018-12-21
Reporting Person: Kristjansson Gudmundur (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-21 | Common Stock | A | 65486 | — | Acquired | 271929.504 | Direct |
| 2018-12-21 | Common Stock | F | 34852 | $6.61 | Disposed | 237077.504 | Direct |
Footnotes
F1: The shares acquired by the Reporting Person were received as a portion of the Reporting Person's annual incentive compensation and are fully vested as of the date of grant. The net shares acquired (i.e., net of the surrender of a portion of the shares acquired in order to satisfy tax obligations (as described in Note 3 below)) are subject to a three-year holding period and may not be sold or otherwise transferred prior to December 21, 2021.
F2: Includes 118.504 shares acquired under the dividend reinvestment feature of the MFA Financial, Inc. Discount Waiver, Direct Stock Purchase and Dividend Reinvestment Plan.
F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the receipt by the Reporting Person of the shares described in Note 1 above.