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MFA FINANCIAL, INC. — Director's Dealing 2017
Dec 15, 2017
32245_dirs_2017-12-15_89209830-410d-42b3-82de-1cd65bb4886d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MFA FINANCIAL, INC. (MFA)
CIK: 0001055160
Period of Report: 2017-12-13
Reporting Person: Kristjansson Gudmundur (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-13 | Common Stock | A | 19895 | — | Acquired | 195034 | Direct |
| 2017-12-13 | Common Stock | F | 11106 | $8.07 | Disposed | 183928 | Direct |
Footnotes
F1: The shares acquired by the Reporting Person were received as a portion of the Reporting Person's annual incentive compensation and are fully vested as of the date of grant. The net shares acquired (i.e., net of the surrender of a portion of the shares acquired in order to satisfy tax obligations (as described in Note 2 below)) are subject to a three-year holding period and may not be sold or otherwise transferred prior to December 13, 2020.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the receipt by the Reporting Person of the shares described in Note 1 above.