AI assistant
MFA FINANCIAL, INC. — Director's Dealing 2017
Dec 15, 2017
32245_dirs_2017-12-15_8ec85b48-fa94-4720-941b-9dfbd1c7b456.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MFA FINANCIAL, INC. (MFA)
CIK: 0001055160
Period of Report: 2017-12-13
Reporting Person: Schwartz Harold E (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-13 | Common Stock | A | 8179 | — | Acquired | 57272 | Direct |
| 2017-12-13 | Common Stock | F | 4001 | $8.07 | Disposed | 53271 | Direct |
Footnotes
F1: The shares acquired by the Reporting Person were received as a portion of the Reporting Person's annual incentive compensation and are fully vested as of the date of grant. The net shares acquired (i.e., net of the surrender of a portion of the shares acquired in order to satisfy tax obligations (as described in Note 2 below)) are subject to a three-year holding period and may not be sold or otherwise transferred prior to December 13, 2020.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the receipt by the Reporting Person of the shares described in Note 1 above.