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MFA FINANCIAL, INC. — Director's Dealing 2016
Dec 16, 2016
32245_dirs_2016-12-16_f88c9f46-5b31-4961-b826-0c5421ee5efd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MFA FINANCIAL, INC. (MFA)
CIK: 0001055160
Period of Report: 2016-12-14
Reporting Person: GORIN WILLIAM S (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-16 | Common Stock | A | 179418 | — | Acquired | 1038587 | Direct |
| 2016-12-16 | Common Stock | F | 100152 | $7.66 | Disposed | 938435 | Direct |
Footnotes
F1: The shares acquired by the Reporting Person were received as a portion of the Reporting Person's annual incentive compensation and are fully vested as of the date of grant. The net shares acquired (i.e., net of the surrender of a portion of the shares acquired in order to satisfy tax obligations (as described in Note 2 below)) are subject to a three-year holding period and may not be sold or otherwise transferred prior to December 14, 2019.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the receipt by the Reporting Person of the shares described in Note 1 above.