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MFA FINANCIAL, INC. — Director's Dealing 2011
Dec 22, 2011
32245_dirs_2011-12-22_33c3c204-1290-4489-afc1-11652d6c0971.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MFA FINANCIAL, INC. (MFA)
CIK: 0001055160
Period of Report: 2011-12-16
Reporting Person: Yadav Sunil (SENIOR VICE PRESIDENT)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK, PAR VALUE $.01 PER SHARE | 1500 | Indirect |
| COMMON STOCK, PAR VALUE $.01 PER SHARE | 2100 | Indirect |
| COMMON STOCK, PAR VALUE $.01 PER SHARE | 81270 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| PHANTOM SHARES | $0 | COMMON STOCK (35000) | Direct | ||
| PHANTOM SHARES | $0 | COMMON STOCK (17500) | Direct |
Footnotes
F1: Each phantom share is the economic equilvalent of one share of MFA's common stock, par value $0.01 per share
F2: These phantom shares shall no longer be subject to forfeiture on December 31, 2014 and, thereafter, are payable on the earlier of termination of service with MFA or January 4, 2016.
F3: These phantom shares shall no longer be subject to forfeiture on December 31, 2014 (subject to MFA's achievement of specified performance goals) and, thereafter, are payable on the earlier of termination of service with MFA or January 4, 2016