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METLIFE INC — Director's Dealing 2018
Mar 6, 2018
29995_dirs_2018-03-06_e0b43dbb-a6cc-4943-b717-64298151f059.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: METLIFE INC (MET)
CIK: 0001099219
Period of Report: 2018-03-02
Reporting Person: GAUSTER STEPHEN W (SVP & Interim General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-02 | Common Stock | M | 1138 | — | Acquired | 1138 | Direct |
| 2018-03-02 | Common Stock | F | 496 | $45.50 | Disposed | 642 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-02 | Restricted Stock Units | $ | M | 1138 | Disposed | Common Stock (1138) | Direct | |
| 2018-03-02 | Restricted Stock Units | $ | A | 5495 | Acquired | Common Stock (5495) | Direct |
Footnotes
F1: Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock.
F2: Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the Restricted Share Unit payout.
F3: Includes 121 Restricted Stock Units previously added to the reporting person's award through an adjustment to maintain the intrinsic value of the Restricted Stock Units in light of the distribution by MetLife, Inc., to its shareholders of Brighthouse Financial, Inc. common stock. The reporting person did not receive shares of Brighthouse Financial, Inc. common stock on account of the Restricted Stock Units.
F4: The Restricted Stock Units vest in three installments on March 1, 2018, 2019 and 2020. The requisite certification that MetLife, Inc. met specified financial goals took place earlier.
F5: The Restricted Stock Units vest in three installments on March 1, 2019, 2020 and 2021.