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METLIFE INC — Director's Dealing 2016
Dec 28, 2016
29995_dirs_2016-12-28_7cd2613d-ea8b-45d3-9fea-690f454dbb44.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: METLIFE INC (MET)
CIK: 0001099219
Period of Report: 2016-12-23
Reporting Person: Carlson Peter M (EVP & Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-23 | Common Stock | M | 10000 | $38.29 | Acquired | 39914 | Direct |
| 2016-12-23 | Common Stock | S | 10000 | $54.315 | Disposed | 29914 | Direct |
| 2016-12-23 | Common Stock | M | 13636 | $34.86 | Acquired | 43550 | Direct |
| 2016-12-23 | Common Stock | S | 13636 | $54.3172 | Disposed | 29914 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-23 | Employee Stock Option (Right to Buy) | $38.29 | M | 10000 | Acquired | 2022-02-27 | Common Stock (10000) | Direct |
| 2016-12-23 | Employee Stock Option (Right to Buy | $34.86 | M | 13636 | Acquired | 2023-02-25 | Common Stock (13636) | Direct |
Footnotes
F1: The price reported is the weighted average price of the aggregate number of shares sold in multiple open market transactions. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
F2: The shares were sold in multiple transactions at prices ranging from $54.21 to $54.52, inclusive.
F3: The shares were sold in multiple transactions at prices ranging from $54.18 to $54.46, inclusive.
F4: The options became exercisable in three equal installments on February 28, 2013, 2014 and 2015.
F5: The options became exercisable in three equal installments on February 26, 2014, 2015 and 2016.