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MESA LABORATORIES INC /CO/ — Director's Dealing 2021
Jun 16, 2021
33153_dirs_2021-06-16_53be3f86-611b-4751-9b61-95e896595416.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MESA LABORATORIES INC /CO/ (MLAB)
CIK: 0000724004
Period of Report: 2021-06-15
Reporting Person: Archbold Brian David (VP of Continuous Improvement)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-15 | Common Stock | M | 70 | — | Acquired | 224 | Direct |
| 2021-06-15 | Common Stock | M | 277 | — | Acquired | 501 | Direct |
| 2021-06-15 | Common Stock | M | 419 | — | Acquired | 920 | Direct |
| 2021-06-15 | Common Stock | F | 351 | $263.3 | Disposed | 569 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-15 | Restricted Stock Units - 1 | $ | M | 70 | Disposed | Common Stock (70) | Direct | |
| 2021-06-15 | Restricted Stock Unit - 2 | $ | M | 277 | Disposed | Common Stock (277) | Direct | |
| 2021-06-15 | Restricted Stock Unit - 3 | $ | M | 419 | Disposed | Common Stock (0) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock
F2: Restricted Stock Units that vest 1/5 on June 15, 2019 and each of the next four anniversary dates
F3: Not Applicable
F4: Restricted Stock Units that vest 1/3 on June 15, 2021 and each of the next two anniversary dates
F5: Restricted Stock Units granted for 10% salary reduction for the twelve months ended May 31, 2021 and 60% of cash bonus target for Fiscal Year 2021.
F6: Represents shares of common stock received by Mesa Labs for tax withholding purposes in connection with the net-settlement on the issuance of shares of common stock in respect to the vested RSUs.