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Merck & Co., Inc. — Director's Dealing 2021
Jan 7, 2021
284_dirs_2021-01-07_8fe1f289-e0c2-410c-8a64-acfcc6dfbe11.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Merck & Co., Inc. (MRK)
CIK: 0000310158
Period of Report: 2021-01-01
Reporting Person: Li Dean Y (Executive VP & President, MRL)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7170.093 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | 2021-05-04 | Common Stock (694) | Direct | |
| Restricted Stock Unit | $ | 2022-05-03 | Common Stock (1500) | Direct | |
| Restricted Stock Unit | $ | 2023-05-01 | Common Stock (3090) | Direct | |
| Stock Option (Right to Buy) | $63.97 | 2027-05-04 | Common Stock (14265) | Direct | |
| Stock Option (Right to Buy) | $57.75 | 2028-05-03 | Common Stock (14638) | Direct | |
| Stock Option (Right to Buy) | $80.00 | 2029-05-02 | Common Stock (16936) | Direct | |
| Stock Option (Right to Buy) | $77.67 | 2030-04-30 | Common Stock (24165) | Direct |
Footnotes
F1: Holdings include shares acquired in dividend reinvestment transactions.
F2: These restricted stock units vest and are distributed as shares of Merck & Co., Inc. common stock in three equal installments on 5/4/2019, 5/4/2020 and 5/4/2021.
F3: Each restricted stock unit represents a contingent right to receive one share of Merck & Co., Inc. common stock.
F4: These restricted stock units vest and are distributed as shares of Merck & Co., Inc. common stock in three equal installments on 5/3/2020, 5/3/2021 and 5/3/2022.
F5: These restricted stock units vest and are distributed as shares of Merck & Co., Inc. common stock in three equal installments on 5/1/2021, 5/1/2022 and 5/1/2023.
F6: The option became exercisable in equal installments on 5/5/2018, 5/5/2019 and 5/5/2020.
F7: The option vests and becomes exercisable in three equal installments on 5/4/2019, 5/4/2020 and 5/4/2021.
F8: The option vests and becomes exercisable in three equal installments on 5/3/2020, 5/3/2021 and 5/3/2022.
F9: The option vests and becomes exercisable in three equal installments on 5/1/2021, 5/1/2022 and 5/1/2023.