AI assistant
Merck & Co., Inc. — Director's Dealing 2021
Jul 15, 2021
284_dirs_2021-07-15_6fc5573e-e3a5-4661-bc7c-e9225d76b051.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Merck & Co., Inc. (MRK)
CIK: 0000310158
Period of Report: 2021-07-05
Reporting Person: Klobuchar Michael A (EVP - Chief Strategy Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11064.93 | Direct |
| Common Stock | 6.19 | Indirect |
| Common Stock | 6.19 | Indirect |
| Common Stock - 401(k) Plan | 797.3418 | Indirect |
| Common Stock - 401(k) Plan | 641.797 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | 2022-05-03 | Common Stock (773) | Direct | |
| Restricted Stock Unit | $ | 2023-05-01 | Common Stock (1732) | Direct | |
| Restricted Stock Unit | $ | 2024-05-04 | Common Stock (2657) | Direct | |
| Stock Option (Right to Buy) | $53.06 | 2026-05-09 | Common Stock (6416) | Direct | |
| Stock Option (Right to Buy) | $62.07 | 2027-05-04 | Common Stock (9704) | Direct | |
| Stock Option (Right to Buy) | $56.04 | 2028-05-03 | Common Stock (12447) | Direct | |
| Stock Option (Right to Buy) | $77.62 | 2029-05-02 | Common Stock (17455) | Direct | |
| Stock Option (Right to Buy) | $75.36 | 2030-04-30 | Common Stock (20313) | Direct | |
| Stock Option (Right to Buy) | $73.73 | 2031-05-03 | Common Stock (20603) | Direct |
Footnotes
F1: Holdings include shares acquired in dividend reinvestment transactions.
F2: Includes shares acquired and dividends earned through July 5, 2021 in the Merck U.S. Savings Plan, a 401(k) plan.
F3: These restricted stock units vest and are distributed as shares of Merck & Co., Inc. common stock in three equal installments on 5/3/2020, 5/3/2021 and 5/3/2022.
F4: Each restricted stock unit represents a contingent right to receive one share of Merck & Co., Inc. common stock.
F5: These restricted stock units vest and are distributed as shares of Merck & Co., Inc. common stock in three equal installments on 5/1/2021, 5/1/2022 and 5/1/2023.
F6: These restricted stock units vest and are distributed as shares of Merck & Co., Inc. common stock in three equal installments on 5/4/2022, 5/4/2023 and 5/4/2024.
F7: The option became exercisable in equal installments on 5/10/2017, 5/10/2018 and 5/10/2019.
F8: The option became exercisable in equal installments on 5/5/2018, 5/5/2019 and 5/5/2020.
F9: The option became exercisable in equal installments on 5/4/2019, 5/4/2020 and 5/4/2021.
F10: The option vests and becomes exercisable in equal installments on 5/3/2020, 5/3/2021 and 5/3/2022.
F11: The option vests and becomes exercisable in equal installments on 5/1/2021, 5/1/2022 and 5/1/2023.
F12: The option vests and becomes exercisable in equal installments on 5/4/2022, 5/4/2023 and 5/4/2024.