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MEDALLION FINANCIAL CORP — Director's Dealing 2014
Mar 7, 2014
33568_dirs_2014-03-07_d3d6ad50-3fe3-4720-a26d-7e63a4a009b6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MEDALLION FINANCIAL CORP (TAXI)
CIK: 0001000209
Period of Report: 2014-03-06
Reporting Person: Taggart John M. (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-06 | Common Stock | M | 2816 | $11.21 | Acquired | 88229 | Direct |
| 2014-03-06 | Common Stock | M | 8334 | $8.21 | Acquired | 96563 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-06 | Common Stock (right to buy) | $11.21 | M | 2816 | Disposed | 2017-02-15 | Common Stock (2816) | Direct |
| 2014-03-06 | Common Stock (right to buy) | $8.21 | M | 8334 | Disposed | 2020-04-14 | Common Stock (8334) | Direct |
Footnotes
F1: One-fourth of the options vested on the first, second, third and fourth anniversaries of the date of grant. All options have fully vested.
F2: One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested.
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