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MEDALLION FINANCIAL CORP Director's Dealing 2014

Jun 16, 2014

33568_dirs_2014-06-16_ec0de14a-04a3-4eb3-a73d-d9440bee229a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MEDALLION FINANCIAL CORP (TAXI)
CIK: 0001000209
Period of Report: 2014-06-13

Reporting Person: WEICKER LOWELL P JR (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-06-13 Common Stock M 5000 $7.17 Acquired 12600 Direct
2014-06-13 Common Stock S 2500 $12.6635 Disposed 10100 Direct
2014-06-13 Common Stock S 2500 $12.6607 Disposed 7600 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-06-13 Common Stock(right to buy) $7.17 M 5000 Disposed 2020-06-11 Common Stock (5000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8250 Indirect
Common Stock 2300 Indirect
Common Stock 300 Indirect

Footnotes

F1: Represents shares beneficially owned by the Lowell P. Weicker Estate for Lowell P. Weicker, Jr. of which Mr. Weicker is the income beneficiary.

F2: These shares are held by Bank of New York Mellon Wealth Management in an Individual Retirement Account for the benefit of Mr. Weicker's spouse.

F3: These shares are held by Mr. Weicker's spouse.

F4: One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested.