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MEDALLION FINANCIAL CORP — Director's Dealing 2014
Jun 16, 2014
33568_dirs_2014-06-16_ec0de14a-04a3-4eb3-a73d-d9440bee229a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MEDALLION FINANCIAL CORP (TAXI)
CIK: 0001000209
Period of Report: 2014-06-13
Reporting Person: WEICKER LOWELL P JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-13 | Common Stock | M | 5000 | $7.17 | Acquired | 12600 | Direct |
| 2014-06-13 | Common Stock | S | 2500 | $12.6635 | Disposed | 10100 | Direct |
| 2014-06-13 | Common Stock | S | 2500 | $12.6607 | Disposed | 7600 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-13 | Common Stock(right to buy) | $7.17 | M | 5000 | Disposed | 2020-06-11 | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8250 | Indirect |
| Common Stock | 2300 | Indirect |
| Common Stock | 300 | Indirect |
Footnotes
F1: Represents shares beneficially owned by the Lowell P. Weicker Estate for Lowell P. Weicker, Jr. of which Mr. Weicker is the income beneficiary.
F2: These shares are held by Bank of New York Mellon Wealth Management in an Individual Retirement Account for the benefit of Mr. Weicker's spouse.
F3: These shares are held by Mr. Weicker's spouse.
F4: One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested.
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