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MCCORMICK & CO INC — Director's Dealing 2021
Mar 16, 2021
30330_dirs_2021-03-16_bdb512f5-1a9f-4f48-ba7e-94f9aace3dde.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MCCORMICK & CO INC (MKC)
CIK: 0000063754
Period of Report: 2021-03-15
Reporting Person: Kurzius Lawrence Erik (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-15 | Common Stock - Voting | M | 8502 | — | Acquired | 199250 | Direct |
| 2021-03-15 | Common Stock - Voting | F | 3907 | $86.175 | Disposed | 198860 | Direct |
| 2021-03-15 | Common Stock - Voting | M | 6994 | — | Acquired | 205854 | Direct |
| 2021-03-15 | Common Stock - Voting | F | 3214 | $86.175 | Disposed | 202640 | Direct |
| 2021-03-15 | Common Stock - Voting | M | 7966 | — | Acquired | 210606 | Direct |
| 2021-03-15 | Common Stock - Voting | F | 3661 | $86.175 | Disposed | 177849 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-15 | Restricted Stock Units | $ | M | 8502 | Disposed | Common Stock - Voting (8502) | Direct | |
| 2021-03-15 | Restricted Stock Units | $ | M | 6994 | Disposed | Common Stock - Voting (6994) | Direct | |
| 2021-03-15 | Restricted Stock Units | $ | M | 7966 | Disposed | Common Stock - Voting (7966) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock - Voting | 25000 | Indirect |
| Common Stock - Voting | 14455.4952 | Indirect |
| Common Stock - Voting | 14000 | Indirect |
| Common Stock - Voting | 14000 | Indirect |
| Common Stock -Voting | 14548 | Indirect |
| Common Stock - Voting | 14548 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock - Voting (0) | 28964.6241 | Indirect |
Footnotes
F1: Restricted Stock Units; No purchase price required.
F2: The Reporting Person's direct holdings of the Issuer's Common Stock - Voting decreased by 29,096 shares as a result of such shares being transferred on February 26, 2021 and evenly split into two seperate grantor retained annuity trusts of which the Reporting Person is a trustee and sole annuitant.
F3: Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of Phantom Stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.
F4: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2019, March 15, 2020 and March 15, 2021.
F5: Restricted Stock Units granted on March 28, 2018.
F6: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2020, March 15, 2021 and March 15, 2022
F7: Restricted Stock Units granted on March 27, 2019
F8: The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2021, March 15, 2022 and March 15, 2023.
F9: Restricted Stock Units granted on April 1, 2020.