AI assistant
MAYNE PHARMA GROUP LIMITED Major Shareholding Notification 2009
65396_rns_2009-11-04_fbfcb888-6af3-4d61-9049-8543ad8b68bc.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
JM FINANCIAL GROUP LTD
-
ABN: 68 007 364 732
Level 18, 31 Queen Street Melbourne, Victoria 3000, Australia Phone: (03) 9620 0688 Fax: (03) 9620 1475
Australian Financial Services Licence Number: 238397
Facsimile Transmission
| CC: | Pages: (including cover page) | ||
|---|---|---|---|
| Fax: | 1300 135 638 | Date: | 5 November 2009 |
| Company: | HalcyGen Pharmaceuticals Limited (HGN) |
Re: | Notice of Initial Substantial Shareholder |
| To: | The Manager Listings Department Australian Stock Exchange |
From: | JM Financial Group Limited |
Notice of Initial Substantial Shareholder
Pursuant to sections 671B of the Corporations Act 2001, JM Financial Group Limited advises it has become a substantial holder in the above company.
The ASIC Form 603 is attached to this facsimile.
If you require any further information, please call me on my direct line at (03) 9627 9935
Anthony Walsh JM Financial Group Ltd Level 18, 31 Queen Street Melbourne VIC Australia 3000 Phone: +61 3 9620 0566 Direct: +61 3 9627 9935 Facsimile: +61 3 9620 2316
Australian Financial Services Licence No: 238397
If you wish to visit our website, click below: http://www.jinfg.com.au
This facsimile is intended only for the use of the individual or entity named above and may contain information that is confidential and privileged. If you are not the intended recipient. you are hereby notified that any dissemination, distribution or copying of this facsimile is strictly prohibited.
This document may contain "General Securities Advice". The information, estimates, opinions, conclusions, recommendations and other data (collectively referred to as the "Information") presented in this document and its attachments have been obtained or derived from sources believed by IM Financial group Ltd (JMFG) to be reliable. IMFG has not independently verified this Information. Further JMFG assumes no liability and gives NO warranties, representations or assurances concerning the accuracy, reliability or completeness whatsoever of the Information. Also please note this Information may subsequently change or be revised without notice to you. Neither JMFG nor any of its employees, agents or advisers assume any liability and, to the extent the process of the state of the liabile to you under contrast, negligence, statute or otherwise for any loss arising directly as a result as a result of any person acting or relying sock specific advice from your professional adviser. Finally in accordence with the Corporations Law please note that the following may or could be seen potentially to influence any $(a)$
JMFG may receive fees and commissions concerning any or all of the entities which are the subject of the general securities advice in this fax. Details of those fees and $(b)$
JMFG and / or its employees may hold securities or rights to take up securities or may intend to acquire securities in any or all of the entities which are the subject of the general
603 GUIDE
Form 603 Corporations Act 2001
Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | HalcyGen Pharmaceuticals Limited | |
|---|---|---|
| ACN/ARSN | ABN 76 115 832 963 | |
| 1. Details of substantial holder (1) | ||
| Name | JM Financial Group Limited | |
| ACN/ARSN (if applicable) | ACN 007 364 132 | |
| The holder became a substantial holder on | 4 November 2009 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Fully paid ordinary | 7.194.217 | 7.194.217 |
5.0% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| JM Financial Group Limited | UM Financial Group Limited has the power to exercise or control the exercise of a vote attached to the securities and dispose of the securities! which are held in client discretionary Investment accounts managed On market purchase JM Financial Group Limited. |
Fully Paid Ordinary |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
$\sim$ $\sim$ $\sim$ $\sim$ $\sim$ $\sim$ $\sim$ $\sim$ Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number |
|---|---|---|---|
| JM Financial Group Limited | Sandhurst Trustees Limited ISJM MPS A/c> |
As above | 1.190.524 |
| UM Financial Group Limited | Sandhurst Trustees Limited |
lAs above | 6.003.693 |
| 7.194.217 |
5. Consideration
The consideration pald for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|||||
|---|---|---|---|---|---|---|---|---|
| On market | Non-On market | |||||||
| JM Financial Group Limited in respect of the holding On market purchase Sandhurst See Attachment "A" Trustees Limited <jm mps<="" td=""> | ||||||||
| A/c> JM Financial Group Ltd in respect of the holding On market purchase Sandhurst Trustees Ltd <jmfg consolA/c> |
See Attachment "B" |
precs 5947v1 PREC
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows;
| Name and ACN/ARSN (If applicable) |
Nature of association |
|---|---|
| NOT APPLICABLE | |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| JM Financial Group Limited | (Level 18, 31 Queen Street, Melbourne, VIC, 3000 |
| Sandhurst Trustees Limited | [Level 5, 120 Harbour Esplanade, Docklands, VIC, 3008 |
Signature
| print name | David William Doolan | capacity | Socretary | |
|---|---|---|---|---|
| sign here | dete | 5 November 2009 سيسب |
$\bar{z}$
$\hat{\mathcal{L}}$ $\bar{z}$
$\mathbf{r}$
$\mathcal{L}$
$\sim 10^{11}$ km $^{-1}$
Attachment "A"
| Date of Purchase | How purchased? | Number of fully paid ordinary |
|
|---|---|---|---|
| 6/10/2009 | On Market Purchase | Consideration \$ 8667.59 |
shares |
| 6/10/2009 | On Market Purchase | 6678.67 | 20,865 |
| 7/10/2009 | On Market Purchase | 8491.6 | 16,000 |
| 7/10/2009 | On Market Purchase | 8464.1 | 17,823 |
| 7/10/2009 | On Market Purchase | 17,823 | |
| 7/10/2009 | On Market Purchase | 8491.6 | 17,823 |
| 7/10/2009 | On Market Purchase | 14199.28 | 30,000 |
| 7/10/2009 | On Market Purchase | 8105.84 | 17,000 |
| 7/10/2009 | On Market Purchase | 8491.6 | 17,823 |
| 7/10/2009 | On Market Purchase | 7168.39 | 15,000 |
| 8/10/2009 | On Market Purchase | 5762.21 | 12,000 |
| 8/10/2009 | On Market Purchase | 6819.67 | 15,000 |
| 8/10/2009 | On Market Purchase | 12218.42 | 27,119 |
| 8/10/2009 | On Market Purchase | 5483.24 | 12,000 |
| 8/10/2009 | On Market Purchase | 9938.02 | 22,000 |
| 8/10/2009 | On Market Purchase | 10828.97 | 24,000 |
| 8/10/2009 | On Market Purchase | 11719.93 | 26,000 |
| 8/10/2009 | On Market Purchase | 9938.02 | 22,000 |
| 8/10/2009 | On Market Purchase | 4592.28 5483.24 |
10.000 |
| 8/10/2009 | On Market Purchase | 26619.92 | 12.000 |
| 9/10/2009 | On Market Purchase | 7008.97 | 59,429 |
| 9/10/2009 | On Market Purchase | 6683.53 | 13,999 |
| 13/10/2009 | On Market Purchase | 16024 14 | 13,336 35,000 |
| 13/10/2009 | On Market Purchase | 16024.14 | 35,000 |
| 20/10/2009 | On Market Purchase | 1795.3 | 3,684 |
| 21/10/2009 | On Market Purchase | 23100.1 | 48,747 |
| 22/10/2009 | On Market Purchase | 8937.5 | 20,000 |
| 23/10/2009 | On Market Purchase | 8737.5 | 20,000 |
| 27/10/2009 | On Market Purchase | 8137.5 | 20,000 |
| 28/10/2009 | On Market Purchase | 14325.92 | 39,322 |
| 2/11/2009 | On Market Purchase | 18652.63 | 50,000 |
| 30/10/2009 | On Market Purchase | 13429.89 | 36,000 |
| 30/10/2009 | On Market Purchase | 11191.59 | 30,000 |
| 30/10/2009 | On Market Purchase | 14922.1 | 40,000 |
| 30/10/2009 | On Market Purchase | 17906.51 | 48,000 |
| 30/10/2009 | On Market Purchase | 17906.51 | 48,000 |
| 30/10/2009 | On Market Purchase | 11191.58 | 30,000 |
| 2/11/2009 | On Market Purchase | 3937.82 | 10,000 |
| 2/11/2009 | On Market Purchase | 9844.49 | 25,000 |
| 2/11/2009 2/11/2009 |
On Market Purchase On Market Purchase |
5406,99 | 13,731 |
| 2/11/2009 | On Market Purchase | 9844.51 | 25,000 |
| 2/11/2009 | On Market Purchase | 9844 51 | 25,000 |
| 2/11/2009 | On Market Purchase | 7875.6 | 20,000 |
| 2/11/2009 | On Market Purchase | 3937.8 5512.91 |
10,000 |
| 2/11/2009 | On Market Purchase | 7875.6 | 14,000 |
| 2/11/2009 | On Market Purchase | 7875.6 | 20,000 20,000 |
| 2/11/2009 | On Market Purchase | 9844.51 | 25,000 |
| 2/11/2009 | On Market Purchase | 9844.49 | 25,000 |
| 2/11/2009 | On Market Purchase | 5906.71 | 15,000 |
| TOTAL | 1,190,524 |
$\sim$ $\sim$
$\searrow$
ATTACHMENT "B"
| Date of Purchase | How purchased? | Consideration \$ | Number of fully paid ordinary shares |
|---|---|---|---|
| 6/10/2009 | On market purchase | 24731.75 | |
| 6/10/2009 | On market purchase | 32800.48 | 60,000 |
| 6/10/2009 | On market purchase | 29028.89 | 79,575 |
| 6/10/2009 | On market purchase | 70,425 | |
| 6/10/2009 | On market purchase | 16490.42 16490.42 |
40,000 |
| 7/10/2009 | On market purchase | 40,000 | |
| 7/10/2009 | On market purchase | 9512.02 | 20,000 |
| 7/10/2009 | On market purchase | 8491,6 | 17,823 |
| 7/10/2009 | On market purchase | 8491.6 | 17,823 |
| 7/10/2009 | On market purchase | 8479.1 | 17,823 |
| 7/10/2009 | On market purchase | 8491.6 8491.6 |
17,823 |
| 7/10/2009 | On market purchase | 8491.6 | 17,823 |
| 7/10/2009 | On market purchase | 12860.68 | 17,823 27,213 |
| 7/10/2009 | On market purchase | 35127.83 | 74,330 |
| 7/10/2009 | On market purchase | 22554.41 | 47,595 |
| 7/10/2009 | On market purchase | 20505.52 | 43,454 |
| 7/10/2009 | On market purchase | 8491.6 | 17,823 |
| 7/10/2009 | On market purchase | 8491.6 | 17,823 |
| 7/10/2009 | On market purchase | 8491.6 | 17.823 |
| 7/10/2009 | On market purchase | 8491.6 | 17,823 |
| 7/10/2009 | On market purchase | 9980.75 | 21,000 |
| 7/10/2009 | On market purchase | 8491.6 | 17,823 |
| 7/10/2009 | On market purchase | 11687.38 | 24,641 |
| 7/10/2009 | On market purchase | 25458.36 | 53.723 |
| 8/10/2009 | On market purchase | 45475.9 | 101,525 |
| 8/10/2009 | On market purchase | 8622.07 | 19,046 |
| 8/10/2009 | On market purchase | 3390.86 | 7,394 |
| 8/10/2009 | On market purchase | 38301.68 | 86 337 |
| 8/10/2009 8/10/2009 |
On market purchase | 221815 | 50,000 |
| 8/10/2009 | On market purchase On market purchase |
22137.5 4989.38 |
50,000 11,027 |
| 8/10/2009 | On market purchase | 25222.14 | 56,854 |
| 8/10/2009 | On market purchase | 12402.06 | 27,874 |
| 8/10/2009 | On market purchase | 7683.95 | 17,368 |
| 9/10/2009 | On market purchase | 14863.12 | 30,000 |
| 9/10/2009 | On market purchase | 14863.12 | 30,000 |
| 9/10/2009 | On market purchase | 14863.12 | 30,000 |
| 9/10/2009 | On market purchase | 14863.12 | 30,000 |
| 9/10/2009 | On market purchase | 14863.12 | 30,000 |
| 9/10/2009 | On market purchase | 14863.12 | 30,000 |
| 9/10/2009 | On marker purchase | 9954.58 | 20,000 |
| 9/10/2009 | On market purchase | 15706.9 | 31,719 |
| 9/10/2009 | On market purchase | 5942.83 | 11,827 |
| 9/10/2009 | On market purchase | 27314.22 | 55,191 |
| 9/10/2009 9/10/2009 |
On market purchase | 6823.91 | 13,622 |
| 9/10/2009 | On market purchase On market purchase |
8607.19 | 17,255 |
| 9/10/2009 | On market purchase | 12888.91 | 25,978 |
| 9/10/2009 | On market purchase | 17360.23 5171.15 |
35,078 10,535 |
| 9/10/2009 | On market purchase | 14965.22 | 30,208 |
| 9/10/2009 | On market purchase | 14863.12 | 30,000 |
| 12/10/2009 | On market purchase | 26100.45 | 60,000 |
| 12/10/2009 | On market purchase | 15856.01 | 36,432 |
| 12/10/2009 | On market purchase | 197.6 | 458 |
| 12/10/2009 | On market purchase | 14638.9 | 33,611 |
JMAM
| 12/10/2009 | On market purchase | 15564.35 | 35.756 | |
|---|---|---|---|---|
| 12/10/2009 | On market purchase | 10999.2 | 25 175 | |
| 13/10/2009 | On market purchase | 22882.43 | 50,000 | |
| 13/10/2009 | On market purchase | 16266 | 35,666 | |
| 13/10/2009 | On market purchase | 14247.11 | 31,085 | |
| 13/10/2009 | On market purchase | 13770.05 | 30,034 | |
| 13/10/2009 | On market purchase | 9919.13 | 21,550 | |
| 13/10/2009 | On market purchase | 30729.9 | 67,331 | |
| 19/10/2009 | On market purchase | 16803.01 | 38,757 | |
| 20/10/2009 | On market purchase | 9123.68 | 20,000 | |
| 20/10/2009 | On market purchase | 22650.79 | 50,000 | |
| 20/10/2009 20/10/2009 |
On market purchase | 9123.68 | 20,000 | |
| 20/10/2009 | On market purchase | 13036.75 | 28,665 | |
| 20/10/2009 | On market purchase On market purchase |
7649.8 | 16,694 | |
| 20/10/2009 | On market purchase | 22650.79 18573.65 |
50,000 | |
| 21/10/2009 | On market purchase | 23693.87 | 41,000 50,000 |
|
| 21/10/2009 | On market purchase | 23693.87 | 50,000 | |
| 21/10/2009 | On market purchase | 23693.88 | 50,000 | |
| 21/10/2009 | On market purchase | 23693.88 | 50,000 | |
| 22/10/2009 | On market purchase | 13308.9 | 30,000 | |
| 22/10/2009 | On market purchase | 22181.5 | 50,000 | |
| 22/10/2009 | On market purchase | 22181.5 | 50,000 | |
| 22/10/2009 23/10/2009 |
On market purchase | 22181.5 | 50,000 | |
| 23/10/2009 | On market purchase On market purchase |
21677.38 | 50,000 | |
| 23/10/2009 | On market purchase | 26012.85 21677.38 |
60,000 50,000 |
|
| 23/10/2009 | On market purchase | 21677.38 | 50,000 | |
| 23/10/2009 | On market purchase | 13006.42 | 30,000 | |
| 23/10/2009 | On market purchase | 21677.37 | 50,000 | |
| 23/10/2009 | On market purchase | 17341.9 | 40,000 | |
| 23/10/2009 | On market purchase | 21677.37 | 50,000 | |
| 26/10/2009 26/10/2009 |
On market purchase | 21299.27 | 50,000 | |
| 26/10/2009 | On market purchase On market purchase |
42598.59 21299.27 |
100,000 | |
| 27/10/2009 | On market purchase | 12099 | 50,000 30,000 |
|
| 27/10/2009 | On market purchase | 20165 | 50,000 | |
| 27/10/2009 | On market purchase | 20165 | 50,000 | |
| 27/10/2009 | On market purchase | 20165 | 50,000 | |
| 27/10/2009 | On market purchase | 20165 | 50,000 | |
| 27/10/2009 | On market purchase | 20165 | 50,000 | |
| 29/10/2009 | On market purchase | 29844.2 | 80,000 | |
| 29/10/2009 29/10/2009 |
On market purchase On market purchase |
30097.13 | 80,678 | |
| 30/10/2009 | On market purchase | 23319.48 18652.63 |
62,654 50,000 |
|
| 30/10/2009 | On market purchase | 35066.93 | 94,000 | |
| 30/10/2009 | On market purchase | 13818.02 | 37,346 | |
| 2/11/2009 | On market purchase | 9844.58 | 25,000 | |
| 2/11/2009 | On market purchase | 19689.05 | 50,000 | |
| 2/11/2009 | On market purchase | 11813.45 | 30,000 | |
| 2/11/2009 | On market purchase | 39378 | 100,000 | |
| 2/11/2009 | On market purchase | 39378 | 100,000 | |
| 2/11/2009 2/11/2009 |
On market purchase | 9844.49 | 25,000 | |
| 2/11/2009 | On market purchase On market purchase |
19689 19689 |
50,000 | |
| 2/11/2009 | On market purchase | 19689 | 50,000 50,000 |
|
| 2/11/2009 | On market purchase | 19689 | 50,000 | |
| 2/11/2009 | On market purchase | 39378 | 100,000 | |
| 2/11/2009 | On market purchase | 9844.49 | 25,000 | |
| 2/11/2009 | On market purchase | 7875.6 | 20,000 | |
| 2/11/2009 | On market purchase | 9844.49 | 25,000 | |
| 05/11/2009 | 04:30 | 0396201475 | |
|---|---|---|---|
JMAM
| 2/11/2009 | On market purchase | 9844.49 | 25,000 |
|---|---|---|---|
| 2/11/2009 | On market purchase | 25595.7 | 65,000 |
| 2/11/2009 | On market purchase | 275646 | 70,000 |
| 2/11/2009 | On market purchase | 9844.49 | 25,000 |
| 2/11/2009 | On market purchase | 27564.6 | 70.000 |
| 2/11/2009 | On market purchase | 275646 | 70,000 |
| 2/11/2009 | On market purchase | 19689 | 50,000 |
| 2/11/2009 | On market purchase | 19689 | 50,000 |
| 2/11/2009 | On market purchase | 27564.6 | 70,000 |
| 2/11/2009 | On market purchase | 70517.03 | 180,000 |
| 4/11/2009 | On market purchase | 18282.27 | 50,000 |
| 4/11/2009 | On market purchase | 36564.48 | 100,000 |
| 4/11/2009 | On market purchase | 25595.14 | 70,000 |
| 4/11/2009 | On market purchase | 18282.24 | 50,000 |
| 4/11/2009 | On market purchase | 36564.48 | 100,000 |
| 4/11/2009 | On market purchase | 14625.79 | 40,000 |
| 4/11/2009 | On market purchase | 18282.24 | 50,000 |
| 4/11/2009 | On market purchase | 32542.4 | 89,000 |
| 4/11/2009 | On market purchase | 27423.37 | 75,000 |
| Sub Total of | |||
| Purchase | 6,022,739 | ||
| 2/11/2009 | On Market Sale | 7099.98 | 19,046 |
|---|---|---|---|
| Net Total | 6,003,693 |
$\epsilon$