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MAYNE PHARMA GROUP LIMITED Major Shareholding Notification 2009
65396_rns_2009-11-08_a3aa4e75-2b06-4039-864f-4937f894e7ee.pdf
Major Shareholding Notification
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JM FINANCIAL GROUP LTD
ABN: 68 007 364 132
Level 18, 31 Queen Street Melbourne, Victoria 3000, Australia Phone: (03) 9620 0688 Fax: (03) 9620 1475
Australian Financial Services Licence Number: 238397
Facsimile Transmission
| CC: | Pages: (including cover page) | ||
|---|---|---|---|
| Fax: | 1300 135 638 | Date: | 9 November 2009 |
| Company: | HalcyGen Pharmaceuticals Limited (HGN) |
Re: | Notice of Change of Substantial Sharcholding |
| To: | The Manager Listings Department Australian Stock Exchange |
From: | JM Financial Group Limited |
Notice of Change Substantial Shareholder
Pursuant to sections 671B of the Corporations Act 2001, JM Financial Group Limited advises a change in substantial holding in the above company.
The ASIC Form 604 is attached to this facsimile.
If you require any further information, please call me on my direct line at (03) 9627 9935
Anthony Walsh JM Financial Group Ltd Level 18, 31 Oueen Street Melbourne VIC Australia 3000 Phone: +61 3 9620 0566 Direct: +61 3 9627 9935 Facsimile: +61 3 9620 2316
Australian Financial Services Licence No: 238397
If you wish to visit our website, click below: http://www.jmfg.com.au
This facsimile is intended only for the use of the individual or entity named above and may contain information that is confidential and privileged. If you are not the intended reciprent, you are hereby notified that any dissemination, distribution or copying of this facsimile is strictly prohibited.
This document may contain "General Securities Advice". The information, estimates, opinions, conclusions, recommendations and other data (collectively referred to as the "Information") presented in this document and its attachments have been obtained or derived from sources believed by JM Financial group Ltd (JMFG) to be reliable. JMFG has not independently verified this Information. Further JMFG assumes no liability and gives NO warranties, representations or assurances concerning the accuracy, reliability or completeness whatsoever of the Information. Also please note this Information may subsequently change or be revised without notice to you. Neither JMFG nor any of its employees, agents or advisers assume any liability and, to the exten seck specific advice from your professional adviser. Finally in accordance with the Corporations Law please note that the following may or could be seen potentially to influence any advice given by JMFG:
JMFG may receive fees and commissions concerning any or all of the entities which are the subject of the general securities advice in this fax. Details of those fees and $\langle n \rangle$
commissions are available on request: and
JMFG and / or its employees may hold securities or rights to take up securities or may intend to acquire securities in any or all of the entities which are the subject of the gener $(h)$ securities advice in this fax
JMAM
Form 604 Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | HalcyGen Pharmaceuticals Ltd | |||
|---|---|---|---|---|
| ACN/ARSN | 76 115 832 963 | |||
| 1. Details of aubstantial holder (1) | ||||
| Name | JM Financial Group Limited | |||
| ACN/ARSN (if applicable) | ACN 007 364 132 | |||
| There was a change in the interests of the substantial holder on The previous notice was given to the company on |
06/11/2009 05/11/2009 |
2. Previous and present voting power
The previous notice was dated
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
04/1 /2009
| Previous notice | Present notice | ||||
|---|---|---|---|---|---|
| Class of securities (4) | Person's votes | Voting power (5) ----- |
Person's votes | Voting power (5) | |
Fully Paid Ordinary |
.194.217 | 15.O% | 19.621.609 | 16.68% | |
| ----- | ______ |
3. Changes In relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 23/10/2009 | Financial Groupl IJМ in. respect Ltd of Sandhurstl IAccount Trustees Ltd <jm "a"lA/c> |
Refer to | |||
| 23/10/2009 | Groupl IJМ Financial Ltd respect in. laccount <jmfg Ltd lTrustees lConsol A/c≥</jmfg |
/S pect of Sandhurst "R." |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8). |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes | ||||
|---|---|---|---|---|---|---|---|---|---|
| ML Group Ltd |
Financial Sandhurst iLtd <jm a="" c≻<="" mps="" td=""> | \texttt{Trustees}\big _{\textsf{As above}} | JM Financial Group Limited has the power to exercise orl lcontrol the exercise of a vote attached to the securities and dispose of lthe securities which are held in client discretionary linvestment accounts lmanaged On market lpurchase JM Financiali Group Limited. | i1.396.264 Full Pald Ordinary shares | 1.396.264 | $\texttt{Trustees}\big _{\textsf{As above}}$ | JM Financial Group Limited has the power to exercise orl lcontrol the exercise of a vote attached to the securities and dispose of lthe securities which are held in client discretionary linvestment accounts lmanaged On market lpurchase JM Financiali Group Limited. |
i1.396.264 Full Pald Ordinary shares |
1.396.264 |
| IJМ Financial Group Ltd |
lSandhurst Trusteesl ≺JMFG Ltd A/c> |
ConsollAs above | JM Financial Group Limited [has the power to exercise or] lcontrol the exercise of a lvote attached to the securities and dispose of lthe securities which are held in client discretionary linvestment accounts lmanaged On market lpurchase JM Financial. Group Limited. |
8,225,345 Fully Paid 8,225,345 Ordinary shares |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| ACN/ARSN Name and applicable) |
_______ (if |
__ $ -$ Nature of association ------ |
|---|---|---|
| ALBAMSTRATES NOT APPLICABLE |
** ------ ALCOHOL: 2010 |
|
| -- | a contract and contract the contract of |
6. Addresses
The addresses of persons named in this form are as follows:
The Company of the Company of the Company of the Company of the Company of the Company of the Company of the Company of the Company of the Company of the Company of the Company of the Company of the Company of the Compan
| Name | . Address |
|---|---|
| UM Financial Group Limited | Level 18, 31 Queen Street, Melbourne |
| Sandhurst Trustees Limited | IL evel 5, 120 Harbour Esplanade Docklands VIC 3008 |
Signature
$\ddot{\phantom{0}}$
$\bar{z}$
| print name | Julian Mitchell ------- ___ . |
capacity | Director -------- |
|---|---|---|---|
| sign here | . | date | 9/11//2009 --------------------------------------- ------------ |
| ----- ⊶ |
In
$\mathbb{A}$
| Attachment "A" | ||
|---|---|---|
| ----------------------- | -- | -- |
| Date of change |
Nature of change | Consideration given in relation to change |
Class and Number of securities affected |
Persons Votes Affected |
|---|---|---|---|---|
| \$ | ||||
| 5/11/2009 | Transfer in | 5000 | 25,000 | 25,000 |
| 5/11/2009 | On market purchase | 774.8 | 3,874 | 3,874 |
| 5/11/2009 | On market purchase | 774.8 | 3,874 | 3,874 |
| 5/11/2009 | On market purchase | 774.8 | 3,874 | 3,874 |
| 5/11/2009 | On market purchase | 774.8 | 3,874 | 3.874 |
| 5/11/2009 | On market purchase | 774.8 | 3,874 | 3.874 |
| 5/11/2009 | On market purchase | 774.8 | 3,874 | 3.874 |
| 5/11/2009 | On market purchase | 774.8 | 3,874 | 3.874 |
| 5/11/2009 | On market purchase | 774.8 | 3,874 | 3,874 |
| 5/11/2009 | On market purchase | 774.8 | 3,874 | 3,874 |
| 5/11/2009 | On market purchase | 774.8 | 3,874 | 3,874 |
| 6/11/2009 | On market purchase | 11171.97 | 35,000 | 35,000 |
| 6/11/2009 | On market purchase | 9575.96 | 30,000 | 30,000 |
| 6/11/2009 | On market purchase | 12767.95 | 40,000 | 40,000 |
| 6/11/2009 | On market purchase | 11810.36 | 37,000 | 37,000 |
| TOTAL | 205,740 |
Attachment "B"
| of Date |
Nature of change | Consideration | Class and | Persons Votes Affected |
|---|---|---|---|---|
| change | given in | Number of | ||
| relation to | securities | |||
| change | affected | |||
| 5/11/2009 | On market purchase | 36617.62 | 100,000 | 100,000 |
| 5/11/2009 | On market purchase | 36617.62 | 100,000 | 100,000 |
| 5/11/2009 | On market purchase | 18308.86 | 50,000 | 50,000 |
| 5/11/2009 | On market purchase | 10985.31 | 30,000 | 30,000 |
| 5/11/2009 | On market purchase | 18308.86 | 50,000 | 50,000 |
| 5/11/2009 | On market purchase | 9154.42 | 25,000 | 25,000 |
| 5/11/2009 | Transfer in | 10000 | 50,000 | 50,000 |
| 5/11/2009 | On market purchase | 18308.86 | 50,000 | 50,000 |
| 5/11/2009 | Transfer in | 40000 | 200,000 | 200,000 |
| 5/11/2009 | Transfer in | 5000 | 25,000 | 25,000 |
| 5/11/2009 | On market purchase | 45772.16 | 125,000 | 125,000 |
| 5/11/2009 | On market purchase | 10985.31 | 30,000 | 30,000 |
| 5/11/2009 | On market purchase | 26160.06 | 71.441 | 71 441 |
| 5/11/2009 | Transfer in | 5000 | 25,000 | 25.000 |
| 5/11/2009 | On market purchase | 18308.86 | 50,000 | 50.000 |
| 5/11/2009 | On market purchase | 774.8 | 3.874 | 3.874 |
| 5/11/2009 | On market purchase | 774.8 | 3,874 | 3,874 |
| 5/11/2009 | On market purchase | 774.8 | 3,874 | 3.874 |
| 5/11/2009 | On market purchase | 774.8 | 3,874 | 3.874 |
| 5/11/2009 | On market purchase | 774.8 | 3,874 | 3,874 |
| 5/11/2009 | On market purchase | 774.8 | 3,874 | 3,874 |
| 5/11/2009 | On market purchase | 774.8 | 3.874 | 3,874 |
| 5/11/2009 | On market purchase | 2324.4 | 11,622 | 11,622 |
| 5/11/2009 | On market purchase | 2324.4 | 11,622 | 11,622 |
$\sim 10^{11}$ km $^{-1}$
$\sim 10^{-10}$
| 5/11/2009 | On market purchase | 2324.4 | 11,622 | 11,622 |
|---|---|---|---|---|
| 5/11/2009 | On market purchase | 2324.4 | 11,622 | 11,622 |
| 5/11/2009 | On market purchase | 2324,4 | 11,622 | 11,622 |
| 5/11/2009 | On market purchase | 774.8 | 3,874 | 3,874 |
| 5/11/2009 | On market purchase | 774.8 | 3,874 | 3,874 |
| 5/11/2009 | On market purchase | 774.8 | 3,874 | 3,874 |
| 5/11/2009 | On market purchase | 774.8 | 3,874 | 3,874 |
| 5/11/2009 | On market purchase | 774.8 | 3,874 | 3,874 |
| 5/11/2009 | On market purchase | 774.8 | 3,874 | 3,874 |
| 5/11/2009 | On market purchase | 774.8 | 3,874 | 3,874 |
| 5/11/2009 | On market purchase | 774.8 | 3,874 | 3,874 |
| 5/11/2009 | On market purchase | 2324.2 | 11,621 | 11,621 |
| 5/11/2009 | On market purchase | 2324.4 | 11,622 | 11,622 |
| 6/11/2009 | On market purchase | 31919.9 | 100,000 | 100,000 |
| 6/11/2009 | On market purchase | 31919.9 | 100,000 | 100,000 |
| 6/11/2009 | On market purchase | 31919.9 | 100,000 | 100,000 |
| 6/11/2009 | On market purchase | 9575.96 | 30,000 | 30,000 |
| 6/11/2009 | On market purchase | 13406.34 | 42,000 | 42,000 |
| 6/11/2009 | On market purchase | 14363.95 | 45,000 | 45,000 |
| 6/11/2009 | On market purchase | 10270.86 | 32.177 | 32,177 |
| 6/11/2009 | On market purchase | 11810.36 | 37,000 | 37,000 |
| 6/11/2009 | On market purchase | 19846,82 | 62,177 | 62,177 |
| 6/11/2009 | On market purchase | 31919.88 | 100,000 | 100,000 |
| 6/11/2009 | On market purchase | 32684.04 | 102,394 | 102,394 |
| 6/11/2009 | On market purchase | 31919.88 | 100,000 | 100,000 |
| 6/11/2009 | On market purchase | 31919.88 | 100,000 | 100,000 |
| 6/11/2009 | On market purchase | 31919.88 | 100,000 | 100,000 |
| 6/11/2009 | On market purchase | 15959.94 | 50,000 | 50,000 |
| TOTAL | 2,221,652 |
$\sim 10^{11}$ km $^{-1}$
$\bigoplus_{n\geq 0}$